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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FYC icon
851
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.26B
$341K 0.01%
5,192
+342
+7% +$21.4K
PKW icon
852
Invesco BuyBack Achievers ETF
PKW
$1.73B
$340K 0.01%
3,139
-221
-7% -$22.5K
CDW icon
853
CDW
CDW
$18.4B
$340K 0.01%
1,326
-136
-9% -$32.3K
FTNT icon
854
Fortinet
FTNT
$110B
$339K 0.01%
4,965
-1,266
-20% -$84.3K
HUBS icon
855
HubSpot
HUBS
$12.2B
$338K 0.01%
540
+176
+48% +$106K
FTS icon
856
Fortis
FTS
$29.7B
$338K 0.01%
8,563
+1,682
+24% +$67K
CREX icon
857
Creative Realities
CREX
$41.4M
$335K 0.01%
88,901
– –
TREX icon
858
Trex
TREX
$4.57B
$335K 0.01%
3,357
+296
+10% +$26.4K
FTQI icon
859
First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF
FTQI
$914M
$334K 0.01%
+16,279
New +$329K
ACGL icon
860
Arch Capital
ACGL
$37.2B
$334K 0.01%
3,613
-390
-10% -$33K
JBL icon
861
Jabil
JBL
$31.7B
$333K 0.01%
2,487
-27
-1% -$3.63K
CLM icon
862
Cornerstone Strategic Value Fund
CLM
$2.2B
$332K 0.01%
44,861
– –
MANH icon
863
Manhattan Associates
MANH
$9.95B
$330K 0.01%
+1,320
New +$314K
URBN icon
864
Urban Outfitters
URBN
$6.44B
$330K 0.01%
+7,603
New +$312K
PNTG icon
865
Pennant Group
PNTG
$1.46B
$330K 0.01%
16,806
– –
JPSE icon
866
JPMorgan Diversified Return US Small Cap Equity ETF
JPSE
$596M
$329K 0.01%
7,285
+10
+0.1% +$432
RS icon
867
Reliance Steel & Aluminium
RS
$21.2B
$329K 0.01%
984
-8
-0.8% -$2.44K
GUNR icon
868
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.14B
$329K 0.01%
8,002
-109
-1% -$4.27K
FNOV icon
869
FT Vest US Equity Buffer ETF November
FNOV
$1.21B
$328K 0.01%
7,327
– –
SCZ icon
870
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.2B
$328K 0.01%
5,166
+330
+7% +$20.2K
LRGE icon
871
ClearBridge Large Cap Growth Select ETF
LRGE
$371M
$328K 0.01%
4,881
+425
+10% +$27.3K
HCA icon
872
HCA Healthcare
HCA
$92.8B
$327K 0.01%
979
+59
+6% +$18K
STLA icon
873
Stellantis
STLA
$16.7B
$326K 0.01%
11,524
+1,568
+16% +$39K
AME icon
874
Ametek
AME
$55.3B
$326K 0.01%
+1,778
New +$306K
MP icon
875
MP Materials
MP
$7.35B
$322K 0.01%
22,535
-147
-0.6% -$2.33K
33 34
35
36 37

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
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PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.