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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RS icon
851
Reliance Steel & Aluminium
RS
$20.6B
$263K 0.01%
1,004
-25
-2% -$6.93K
TGTX icon
852
TG Therapeutics
TGTX
$8.53B
$263K 0.01%
31,475
+200
+0.6% +$2.79K
SCZ icon
853
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.3B
$262K 0.01%
+4,628
New +$273K
UTHR icon
854
United Therapeutics
UTHR
$26.3B
$260K 0.01%
1,152
-19
-2% -$4.38K
AFG icon
855
American Financial Group
AFG
$12B
$260K 0.01%
2,327
-55
-2% -$6.35K
SCHG icon
856
Schwab US Large-Cap Growth ETF
SCHG
$58.8B
$259K 0.01%
+14,244
New +$268K
NLY icon
857
Annaly Capital Management
NLY
$16.9B
$258K 0.01%
13,741
-2,940
-18% -$58.4K
BNS icon
858
Scotiabank
BNS
$106B
$258K 0.01%
5,652
-987
-15% -$47.3K
OGE icon
859
OGE Energy
OGE
$10.2B
$258K 0.01%
+7,728
New +$271K
FXU icon
860
First Trust Utilities AlphaDEX Fund
FXU
$835M
$257K 0.01%
9,006
-1,634
-15% -$51K
FTXO icon
861
First Trust Nasdaq Bank ETF
FTXO
$305M
$257K 0.01%
12,415
-1,434
-10% -$31.6K
GUNR icon
862
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.14B
$256K 0.01%
6,322
+397
+7% +$16.3K
DXLG icon
863
Destination XL Group
DXLG
$34.3M
$255K 0.01%
56,911
– –
IWY icon
864
iShares Russell Top 200 Growth ETF
IWY
$15.7B
$254K 0.01%
1,653
-10
-0.6% -$1.59K
SPYX icon
865
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.72B
$254K 0.01%
7,296
+6
+0.1% +$217
S icon
866
SentinelOne
S
$6.22B
$253K 0.01%
15,020
– –
GGG icon
867
Graco
GGG
$13B
$253K 0.01%
3,474
-78
-2% -$6.16K
AXON
868
Axon Enterprise
AXON
$42.4B
$252K 0.01%
1,269
-57
-4% -$11.2K
MSCI icon
869
MSCI
MSCI
$41.5B
$252K 0.01%
487
+32
+7% +$16.8K
EEMV icon
870
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.47B
$251K 0.01%
+4,710
New +$259K
IRWD icon
871
Ironwood Pharmaceuticals
IRWD
$644M
$251K 0.01%
26,067
– –
PHO icon
872
Invesco Water Resources ETF
PHO
$1.98B
$251K 0.01%
4,710
-233
-5% -$13.1K
SPLB icon
873
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.19B
$251K 0.01%
+11,800
New +$264K
KEYS icon
874
Keysight
KEYS
$53.6B
$250K 0.01%
1,893
-17
-0.9% -$2.52K
MAR icon
875
Marriott International
MAR
$101B
$250K 0.01%
1,272
-28
-2% -$5.56K
33 34
35
36 37

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.