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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AL
851
DELISTED
Air Lease Corp
AL
– –
-3,586
Closed -$120K
ALC icon
852
Alcon
ALC
$33.7B
– –
-1,468
Closed -$103K
ALG icon
853
Alamo Group
ALG
$2B
– –
-99
Closed -$12K
ALGN icon
854
Align Technology
ALGN
$12.6B
– –
-827
Closed -$196K
ALLE icon
855
Allegion
ALLE
$13.7B
– –
-1,526
Closed -$150K
ALLO icon
856
Allogene Therapeutics
ALLO
$573M
– –
-222
Closed -$3K
AM icon
857
Antero Midstream
AM
$10.3B
– –
-624
Closed -$6K
AMBA icon
858
Ambarella
AMBA
$3.03B
– –
-404
Closed -$26K
AMCX icon
859
AMC Global Media
AMCX
$451M
– –
-314
Closed -$9K
AMH icon
860
American Homes 4 Rent
AMH
$12.2B
– –
-92
Closed -$3K
AMRN
861
Amarin Corp
AMRN
$293M
– –
-468
Closed -$14K
AMR icon
862
Alpha Metallurgical Resources
AMR
$1.84B
– –
-128
Closed -$17K
AMRC icon
863
Ameresco
AMRC
$1.04B
– –
-234
Closed -$11K
AMX icon
864
America Movil
AMX
$77.2B
– –
-40,673
Closed -$831K
ANET icon
865
Arista Networks
ANET
$214B
– –
-2,176
Closed -$51K
ANSS
866
DELISTED
Ansys
ANSS
– –
-308
Closed -$74K
AOK icon
867
iShares Core Conservative Allocation ETF
AOK
$788M
– –
-1,240
Closed -$43K
AOS icon
868
A.O. Smith
AOS
$8.82B
– –
-161
Closed -$9K
APA icon
869
APA Corp
APA
$12.3B
– –
-3,396
Closed -$119K
APAM icon
870
Artisan Partners
APAM
$2.9B
– –
-175
Closed -$6K
APH icon
871
Amphenol
APH
$177B
– –
-622
Closed -$20K
APTV icon
872
Aptiv
APTV
$12.6B
– –
-1,058
Closed -$94K
AR icon
873
Antero Resources
AR
$10.5B
– –
-487
Closed -$15K
ARKF icon
874
ARK Blockchain & Fintech Innovation ETF
ARKF
$744M
– –
-8,073
Closed -$125K
ARKW icon
875
ARK Web x.0 ETF
ARKW
$1.64B
– –
-318
Closed -$16K
33 34
35
36 37

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AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.