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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEF icon
826
Sprott Physical Gold and Silver Trust
CEF
$7.35B
$365K 0.01%
17,950
-800
-4% -$15.2K
DKNG icon
827
DraftKings
DKNG
$12.2B
$362K 0.01%
7,982
-2,387
-23% -$97.2K
MOO icon
828
VanEck Agribusiness ETF
MOO
$998M
$362K 0.01%
4,811
+180
+4% +$13.1K
COHR icon
829
Coherent
COHR
$47.6B
$361K 0.01%
5,961
-19,207
-76% -$1.05M
WOOD icon
830
iShares Global Timber & Forestry ETF
WOOD
$266M
$360K 0.01%
4,264
– –
CTVA icon
831
Corteva
CTVA
$59.5B
$360K 0.01%
6,234
+302
+5% +$15.6K
RGA icon
832
Reinsurance Group of America
RGA
$15.9B
$359K 0.01%
1,862
-12
-0.6% -$2.09K
SDIV icon
833
Global X SuperDividend ETF
SDIV
$1.22B
$359K 0.01%
16,574
– –
BALL icon
834
Ball Corp
BALL
$17.8B
$358K 0.01%
5,308
+1,507
+40% +$91.6K
SUB icon
835
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$356K 0.01%
3,400
+1,390
+69% +$146K
SPLB icon
836
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.2B
$356K 0.01%
15,305
+2,268
+17% +$52.5K
IXJ icon
837
iShares Global Healthcare ETF
IXJ
$4.18B
$355K 0.01%
3,811
+41
+1% +$3.71K
LII icon
838
Lennox International
LII
$18.9B
$354K 0.01%
+724
New +$329K
DHI icon
839
D.R. Horton
DHI
$42.3B
$352K 0.01%
2,142
+608
+40% +$91.1K
IMCG icon
840
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.94B
$352K 0.01%
4,983
+291
+6% +$19.4K
ESGU icon
841
iShares ESG Aware MSCI USA ETF
ESGU
$17.8B
$352K 0.01%
3,062
+827
+37% +$90.6K
PGX icon
842
Invesco Preferred ETF
PGX
$3.81B
$352K 0.01%
29,624
-2,167
-7% -$25.5K
AIG icon
843
American International
AIG
$42.9B
$351K 0.01%
4,494
-662
-13% -$47.2K
MAR icon
844
Marriott International
MAR
$101B
$351K 0.01%
1,390
+91
+7% +$22K
HUSV icon
845
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$76.9M
$350K 0.01%
9,772
-1,301
-12% -$45K
VTHR icon
846
Vanguard Russell 3000 ETF
VTHR
$4.64B
$349K 0.01%
1,500
– –
VST icon
847
Vistra
VST
$50.1B
$347K 0.01%
+4,983
New +$247K
IPKW icon
848
Invesco International BuyBack Achievers ETF
IPKW
$540M
$344K 0.01%
8,657
– –
PSI icon
849
Invesco Semiconductors ETF
PSI
$2.17B
$343K 0.01%
6,076
-755
-11% -$39.3K
LULU icon
850
lululemon athletica
LULU
$13.7B
$343K 0.01%
877
+293
+50% +$135K
32 33
34
35 36

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.