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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYB icon
826
LyondellBasell Industries
LYB
$18.9B
$285K 0.01%
3,010
+74
+3% +$7.11K
SMOT icon
827
VanEck Morningstar SMID Moat ETF
SMOT
$333M
$285K 0.01%
+10,010
New +$298K
LEU icon
828
Centrus Energy
LEU
$3.46B
$284K 0.01%
+5,000
New +$215K
BWA icon
829
BorgWarner
BWA
$13.1B
$283K 0.01%
7,020
-1,037
-13% -$43.9K
ALL icon
830
Allstate
ALL
$67.3B
$280K 0.01%
2,513
+470
+23% +$51.3K
RGA icon
831
Reinsurance Group of America
RGA
$15.7B
$279K 0.01%
1,920
+4
+0.2% +$567
BYD icon
832
Boyd Gaming
BYD
$6.64B
$278K 0.01%
4,578
-145
-3% -$9.66K
BCE icon
833
BCE
BCE
$19.8B
$277K 0.01%
7,263
-153
-2% -$6.43K
CSL icon
834
Carlisle Companies
CSL
$13.8B
$276K 0.01%
1,065
-28
-3% -$7.51K
SCI icon
835
Service Corp International
SCI
$11.4B
$276K 0.01%
4,827
-146
-3% -$9.22K
NDAQ icon
836
Nasdaq
NDAQ
$52.5B
$276K 0.01%
5,674
-233
-4% -$11.8K
DXCM icon
837
DexCom
DXCM
$28.3B
$276K 0.01%
2,954
+744
+34% +$83.9K
AMKR icon
838
Amkor Technology
AMKR
$15B
$273K 0.01%
12,101
– –
ULTA icon
839
Ulta Beauty
ULTA
$20.7B
$273K 0.01%
684
+178
+35% +$77.8K
JAZZ icon
840
Jazz Pharmaceuticals
JAZZ
$16B
$273K 0.01%
2,109
-19
-0.9% -$2.53K
SWAN icon
841
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
$156M
$271K 0.01%
11,335
-642
-5% -$16.3K
FLRT icon
842
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
$656M
$271K 0.01%
5,797
-1,426
-20% -$66.4K
X
843
DELISTED
US Steel
X
$270K 0.01%
+8,326
New +$233K
HUBB icon
844
Hubbell
HUBB
$26.3B
$268K 0.01%
856
-21
-2% -$6.69K
YJUN icon
845
FT Vest International Equity Buffer ETF June
YJUN
$137M
$268K 0.01%
+13,546
New +$275K
IHI icon
846
iShares US Medical Devices ETF
IHI
$3.06B
$265K 0.01%
5,461
-721
-12% -$38.3K
BMO icon
847
Bank of Montreal
BMO
$125B
$265K 0.01%
+3,139
New +$276K
CACI icon
848
CACI
CACI
$11B
$265K 0.01%
843
+15
+2% +$5.02K
KNG icon
849
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.43B
$264K 0.01%
+5,346
New +$281K
IEO icon
850
iShares US Oil & Gas Exploration & Production ETF
IEO
$558M
$263K 0.01%
+2,699
New +$256K
32 33
34
35 36

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.