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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.15%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.31B
AUM Growth
+$306M
Cap. Flow
+$153M
Cap. Flow %
6.61%
Top 10 Hldgs %
24.95%
Holding
920
New
127
Increased
459
Reduced
242
Closed
54

Top Buys

Rank Stock Value
1
NET icon
Cloudflare
NET
+$12M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.17M
3
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$7.31M
4
AES icon
AES
AES
+$6.61M
5
VICI icon
VICI Properties
VICI
+$6.57M

Top Sells

Rank Stock Value
1
BA icon
Boeing
BA
+$10.6M
2
KKR icon
KKR & Co
KKR
+$7M
3
WIP icon
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
+$6.16M
4
GLD icon
SPDR Gold Trust
GLD
+$5.97M
5
RITM icon
Rithm Capital
RITM
+$5.69M

Sector Composition

Rank Sector Weight
1 Technology 16.16%
2 Financials 8.11%
3 Consumer Discretionary 5.63%
4 Healthcare 5.24%
5 Industrials 4.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLM icon
826
Cornerstone Strategic Value Fund
CLM
$2.17B
$206K 0.01%
14,681
– –
REGL icon
827
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.76B
$206K 0.01%
+2,786
New +$200K
RBLX icon
828
Roblox
RBLX
$34.7B
$205K 0.01%
+1,996
New +$194K
CI icon
829
Cigna
CI
$77B
$204K 0.01%
886
-690
-44% -$147K
EAGG icon
830
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.98B
$204K 0.01%
+3,699
New +$204K
NUO
831
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$203K 0.01%
+12,710
New +$204K
PNTG icon
832
Pennant Group
PNTG
$1.44B
$202K 0.01%
8,745
– –
CEF icon
833
Sprott Physical Gold and Silver Trust
CEF
$7.49B
$201K 0.01%
11,300
+300
+3% +$5.33K
NOVT icon
834
Novanta
NOVT
$5.01B
$200K 0.01%
+1,134
New +$189K
QRVO icon
835
Qorvo
QRVO
$7.92B
$200K 0.01%
1,280
-265
-17% -$42.1K
IRWD icon
836
Ironwood Pharmaceuticals
IRWD
$644M
$191K 0.01%
+16,375
New +$201K
JPS
837
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$191K 0.01%
19,638
-291
-1% -$2.81K
MUA icon
838
BlackRock MuniAssets Fund
MUA
$529M
$178K 0.01%
+11,948
New +$184K
NUV icon
839
Nuveen Municipal Value Fund
NUV
$1.9B
$170K 0.01%
16,400
– –
CTOS icon
840
Custom Truck One Source
CTOS
$2.44B
$160K 0.01%
20,000
– –
CHI
841
Calamos Convertible Opportunities and Income Fund
CHI
$1.01B
$156K 0.01%
10,300
– –
VVR icon
842
Invesco Senior Income Trust
VVR
$456M
$147K 0.01%
34,000
– –
AOD
843
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$137K 0.01%
13,356
+123
+0.9% +$1.23K
NLY icon
844
Annaly Capital Management
NLY
$16.9B
$136K 0.01%
4,369
+79
+2% +$2.66K
FEI
845
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$131K 0.01%
18,078
-873
-5% -$6.52K
TME icon
846
Tencent Music
TME
$15.3B
$114K ﹤0.01%
16,617
-24,755
-60% -$182K
PBYI icon
847
Puma Biotechnology
PBYI
$407M
$110K ﹤0.01%
36,032
+672
+2% +$2.92K
SABR icon
848
Sabre
SABR
$704M
$106K ﹤0.01%
12,300
-11,600
-49% -$111K
COMP icon
849
Compass
COMP
$8.82B
$95K ﹤0.01%
+10,482
New +$115K
PPT
850
Franklin Premier Income Trust
PPT
$323M
$92K ﹤0.01%
21,631
– –
32 33
34
35 36

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2021 Portfolio in Review

As of Q4 2021, Prospera Financial Services held 920 positions worth $2.31B, up 15% from $2.01B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Prospera Financial Services deployed $153M of net new capital in Q4 2021, opening 127 new positions and adding to 459 existing holdings. Its largest new stake was Cloudflare: 71,514 shares worth $9.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Boeing, an estimated $10.6M trimmed.

  • Prospera Financial Services's largest Q4 2021 buy was Cloudflare: 71,514 shares worth $9.4M.
  • Prospera Financial Services added most to Invesco QQQ Trust in Q4 2021, an estimated $8.17M increase.
  • Prospera Financial Services's biggest Q4 2021 reduction was Boeing, cutting an estimated $10.6M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q4 2021, selling an estimated $6.16M.
  • Prospera Financial Services's ten largest holdings make up 25% of its $2.31B portfolio in Q4 2021.
  • Prospera Financial Services opened 127 new positions and closed 54 in Q4 2021.
  • Prospera Financial Services's portfolio value rose 15% quarter-over-quarter to $2.31B.

Based on Prospera Financial Services's 13F filing for Q4 2021, filed 10 Feb 2022.