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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBYI icon
776
Puma Biotechnology
PBYI
$401M
$431K 0.01%
168,885
+19,315
+13% +$58.5K
ETV
777
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.7B
$427K 0.01%
30,918
+642
+2% +$8.63K
GVIP icon
778
Goldman Sachs Hedge Industry VIP ETF
GVIP
$551M
$421K 0.01%
3,522
+10
+0.3% +$1.13K
ESGU icon
779
iShares ESG Aware MSCI USA ETF
ESGU
$17.7B
$420K 0.01%
3,328
+312
+10% +$37.9K
CP icon
780
Canadian Pacific Kansas City
CP
$81.3B
$420K 0.01%
4,903
+190
+4% +$15.6K
FMX icon
781
Fomento Económico Mexicano
FMX
$45.6B
$420K 0.01%
4,252
-14
-0.3% -$1.51K
IBB icon
782
iShares Biotechnology ETF
IBB
$9.48B
$419K 0.01%
2,880
+152
+6% +$22K
LII icon
783
Lennox International
LII
$19.1B
$419K 0.01%
693
-6
-0.9% -$3.42K
PTF icon
784
Invesco Dorsey Wright Technology Momentum ETF
PTF
$543M
$417K 0.01%
6,576
-218
-3% -$13.3K
BWXT icon
785
BWX Technologies
BWXT
$15.4B
$415K 0.01%
3,818
+1,710
+81% +$170K
DON icon
786
WisdomTree US MidCap Dividend Fund
DON
$4.08B
$415K 0.01%
8,114
+23
+0.3% +$1.12K
JCPB icon
787
JPMorgan Core Plus Bond ETF
JCPB
$13.9B
$415K 0.01%
8,599
+1,526
+22% +$72.5K
BLDR icon
788
Builders FirstSource
BLDR
$7.93B
$414K 0.01%
2,138
-53
-2% -$8.79K
HLT icon
789
Hilton Worldwide
HLT
$73.1B
$413K 0.01%
1,791
-365
-17% -$79K
SCI icon
790
Service Corp International
SCI
$11.8B
$412K 0.01%
5,221
+1,081
+26% +$82.2K
HMC icon
791
Honda
HMC
$39.1B
$409K 0.01%
12,874
-356
-3% -$11.3K
PSEC icon
792
Prospect Capital
PSEC
$1.12B
$406K 0.01%
75,942
– –
INSP icon
793
Inspire Medical Systems
INSP
$1.47B
$406K 0.01%
1,923
-522
-21% -$90.7K
VYMI icon
794
Vanguard International High Dividend Yield ETF
VYMI
$20.3B
$405K 0.01%
5,520
-3,390
-38% -$240K
FTS icon
795
Fortis
FTS
$30.1B
$405K 0.01%
8,924
+209
+2% +$8.93K
CPSJ
796
Calamos S&P 500 Structured Alt Protection ETF - July
CPSJ
$47.2M
$405K 0.01%
+16,401
New +$399K
CHY
797
Calamos Convertible and High Income Fund
CHY
$999M
$405K 0.01%
33,966
-1,500
-4% -$17.3K
FXR icon
798
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$740M
$405K 0.01%
5,343
-21,743
-80% -$1.55M
FAUG icon
799
FT Vest US Equity Buffer ETF August
FAUG
$1.18B
$403K 0.01%
8,808
-1,162
-12% -$51.8K
HAL icon
800
Halliburton
HAL
$26.5B
$403K 0.01%
13,857
-3,825
-22% -$121K
30 31
32
33 34

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.