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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBIX icon
776
Neurocrine Biosciences
NBIX
$18.3B
$405K 0.01%
2,939
+100
+4% +$13.7K
NXTG icon
777
First Trust Indxx NextG ETF
NXTG
$533M
$405K 0.01%
5,096
+129
+3% +$9.95K
ALL icon
778
Allstate
ALL
$71B
$404K 0.01%
2,336
-56
-2% -$8.84K
WSO icon
779
Watsco Inc
WSO
$12.9B
$404K 0.01%
+934
New +$375K
XNTK icon
780
State Street SPDR NYSE Technology ETF
XNTK
$1.98B
$403K 0.01%
2,209
-408
-16% -$71.4K
NEAR icon
781
iShares Short Maturity Bond ETF
NEAR
$4.82B
$403K 0.01%
+7,978
New +$403K
FOUR icon
782
Shift4
FOUR
$4.38B
$399K 0.01%
6,032
+15
+0.2% +$1.13K
CGBL icon
783
Capital Group Core Balanced ETF
CGBL
$7.11B
$398K 0.01%
+13,681
New +$384K
FDUS icon
784
Fidus Investment
FDUS
$766M
$398K 0.01%
20,172
+206
+1% +$4.03K
MHF
785
Western Asset Municipal High Income Fund
MHF
$152M
$398K 0.01%
58,641
+11,686
+25% +$76.9K
ROKU icon
786
Roku
ROKU
$21.4B
$398K 0.01%
6,107
+1,631
+36% +$127K
STLD icon
787
Steel Dynamics
STLD
$37.1B
$398K 0.01%
+2,679
New +$337K
LGOV icon
788
First Trust Long Duration Opportunities ETF
LGOV
$624M
$398K 0.01%
18,608
+5,633
+43% +$121K
ALK icon
789
Alaska Air
ALK
$5.26B
$396K 0.01%
9,223
-1,987
-18% -$74.3K
KRE icon
790
State Street SPDR S&P Regional Banking ETF
KRE
$4.52B
$396K 0.01%
7,882
+388
+5% +$19.1K
CP icon
791
Canadian Pacific Kansas City
CP
$80.7B
$394K 0.01%
4,464
+76
+2% +$6.38K
DON icon
792
WisdomTree US MidCap Dividend Fund
DON
$4.06B
$393K 0.01%
8,066
+361
+5% +$16.6K
TWLO icon
793
Twilio
TWLO
$27.9B
$393K 0.01%
6,429
+1,509
+31% +$99.4K
ARCC icon
794
Ares Capital
ARCC
$13.7B
$392K 0.01%
18,821
-1
-0% -$20
RPM icon
795
RPM International
RPM
$13.9B
$391K 0.01%
3,287
+72
+2% +$8.01K
MRNA icon
796
Moderna
MRNA
$21.8B
$390K 0.01%
3,663
+28
+0.8% +$2.82K
CTAS icon
797
Cintas
CTAS
$87.4B
$388K 0.01%
2,256
+612
+37% +$94.2K
PTF icon
798
Invesco Dorsey Wright Technology Momentum ETF
PTF
$534M
$387K 0.01%
6,737
-802
-11% -$42.7K
AEO icon
799
American Eagle Outfitters
AEO
$2.91B
$386K 0.01%
+14,982
New +$333K
BIIB icon
800
Biogen
BIIB
$31.7B
$385K 0.01%
1,784
-607
-25% -$142K
30 31
32
33 34

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.