We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGIT icon
776
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
$321K 0.01%
5,618
+1,066
+23% +$61.8K
MRSH
777
Marsh
MRSH
$90.1B
$320K 0.01%
1,676
+279
+20% +$53.5K
LULU icon
778
lululemon athletica
LULU
$13.7B
$320K 0.01%
830
+101
+14% +$38.6K
NXJ
779
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$320K 0.01%
30,212
+238
+0.8% +$2.69K
CAR icon
780
Avis
CAR
$5.74B
$319K 0.01%
1,778
– –
FEMB icon
781
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$355M
$319K 0.01%
11,809
+1,384
+13% +$39.2K
SAUG icon
782
FT Vest US Small Cap Moderate Buffer ETF August
SAUG
$111M
$318K 0.01%
+16,202
New +$323K
ROP icon
783
Roper Technologies
ROP
$38.5B
$318K 0.01%
656
-76
-10% -$37.2K
RPM icon
784
RPM International
RPM
$14.2B
$317K 0.01%
3,346
+127
+4% +$12.4K
GNL icon
785
Global Net Lease
GNL
$1.87B
$316K 0.01%
32,927
+22,873
+228% +$247K
DON icon
786
WisdomTree US MidCap Dividend Fund
DON
$4.07B
$315K 0.01%
7,692
+27
+0.4% +$1.15K
WBD icon
787
Warner Bros
WBD
$63.5B
$315K 0.01%
28,959
-4,038
-12% -$50.4K
SCHM icon
788
Schwab US Mid-Cap ETF
SCHM
$14.5B
$313K 0.01%
13,809
-975
-7% -$23.1K
ETV
789
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.7B
$312K 0.01%
26,029
+574
+2% +$7.34K
IXJ icon
790
iShares Global Healthcare ETF
IXJ
$4.15B
$308K 0.01%
3,740
+402
+12% +$34.1K
WOOD icon
791
iShares Global Timber & Forestry ETF
WOOD
$261M
$308K 0.01%
4,162
– –
VONV icon
792
Vanguard Russell 1000 Value ETF
VONV
$20.7B
$307K 0.01%
4,596
+263
+6% +$18.3K
SPUC icon
793
Simplify US Equity Income ETF
SPUC
$89.3M
$306K 0.01%
10,505
-7,915
-43% -$243K
GNW icon
794
Genworth Financial
GNW
$3.82B
$306K 0.01%
52,142
– –
FNB icon
795
FNB Corp
FNB
$6.75B
$305K 0.01%
28,308
+1,450
+5% +$17.1K
GEHC icon
796
GE HealthCare
GEHC
$28.4B
$305K 0.01%
4,480
+869
+24% +$63.2K
KKR icon
797
KKR & Co
KKR
$90.7B
$305K 0.01%
4,948
+383
+8% +$23.3K
BLDR icon
798
Builders FirstSource
BLDR
$8.05B
$305K 0.01%
2,448
-83
-3% -$11.5K
EBAY icon
799
eBay
EBAY
$51B
$305K 0.01%
6,906
-474
-6% -$21.1K
XPEV icon
800
XPeng
XPEV
$12.2B
$304K 0.01%
16,567
-139
-0.8% -$2.36K
30 31
32
33 34

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.