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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLI icon
751
Mueller Industries
MLI
$14.2B
$343K 0.01%
18,264
+3,500
+24% +$69.3K
MBB icon
752
iShares MBS ETF
MBB
$39.1B
$343K 0.01%
+3,860
New +$353K
WDAY icon
753
Workday
WDAY
$36.4B
$343K 0.01%
+1,596
New +$370K
CDW icon
754
CDW
CDW
$17.6B
$342K 0.01%
1,688
-127
-7% -$25.3K
PLTR icon
755
Palantir
PLTR
$315B
$342K 0.01%
21,347
+5,299
+33% +$84.4K
EOT
756
Eaton Vance National Municipal Opportunities Trust
EOT
$267M
$341K 0.01%
21,037
-2,491
-11% -$41.9K
NIO icon
757
NIO
NIO
$11.6B
$340K 0.01%
37,572
+3,829
+11% +$42.6K
ITM icon
758
VanEck Intermediate Muni ETF
ITM
$2.14B
$338K 0.01%
+7,674
New +$349K
SMDV icon
759
ProShares Russell 2000 Dividend Growers ETF
SMDV
$701M
$338K 0.01%
5,969
+62
+1% +$3.71K
XYZ
760
Block Inc
XYZ
$48.4B
$335K 0.01%
7,576
-1,321
-15% -$81.8K
GPRE icon
761
Green Plains
GPRE
$1.15B
$335K 0.01%
+11,136
New +$365K
PID icon
762
Invesco International Dividend Achievers ETF
PID
$919M
$335K 0.01%
20,045
+14
+0.1% +$248
YSEP icon
763
FT Vest International Equity Buffer ETF September
YSEP
$119M
$334K 0.01%
+17,348
New +$343K
NXTG icon
764
First Trust Indxx NextG ETF
NXTG
$539M
$333K 0.01%
4,896
-37
-0.8% -$2.6K
CP icon
765
Canadian Pacific Kansas City
CP
$81.1B
$333K 0.01%
4,468
-1,139
-20% -$90.3K
RFEU
766
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
$332K 0.01%
5,757
-126
-2% -$7.54K
DKNG icon
767
DraftKings
DKNG
$12B
$330K 0.01%
11,208
-1,027
-8% -$30.3K
BAC.PRL icon
768
Bank of America Series L
BAC.PRL
$3.97B
$329K 0.01%
296
+47
+19% +$54.5K
NBIX icon
769
Neurocrine Biosciences
NBIX
$17.7B
$329K 0.01%
2,924
-73
-2% -$7.69K
RDIV icon
770
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.38B
$328K 0.01%
8,827
-429
-5% -$17K
ROKU icon
771
Roku
ROKU
$21.2B
$325K 0.01%
+4,602
New +$356K
CEF icon
772
Sprott Physical Gold and Silver Trust
CEF
$7.49B
$325K 0.01%
18,750
+6,050
+48% +$110K
PBYI icon
773
Puma Biotechnology
PBYI
$407M
$323K 0.01%
122,892
+14,444
+13% +$49.2K
SONY icon
774
Sony
SONY
$131B
$323K 0.01%
19,590
-16,555
-46% -$289K
JBL icon
775
Jabil
JBL
$32.6B
$323K 0.01%
2,543
-72
-3% -$7.87K
29 30
31
32 33

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.