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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.43B
AUM Growth
+$437M
Cap. Flow
+$347M
Cap. Flow %
14.27%
Top 10 Hldgs %
19.03%
Holding
1,015
New
124
Increased
497
Reduced
296
Closed
58

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.4M
2
MSFT icon
Microsoft
MSFT
+$11.3M
3
AAPL icon
Apple
AAPL
+$10.6M
4
VUG icon
Vanguard Growth ETF
VUG
+$8.69M
5
IYJ icon
iShares US Industrials ETF
IYJ
+$8.05M

Top Sells

Rank Stock Value
1
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$7.35M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$7.23M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$7.1M
4
IYM icon
iShares US Basic Materials ETF
IYM
+$6.93M
5
MS icon
Morgan Stanley
MS
+$6.37M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.31%
3 Healthcare 5.94%
4 Consumer Discretionary 4.77%
5 Industrials 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QSPT icon
751
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$617M
$336K 0.01%
17,403
+725
+4% +$13.1K
RIG icon
752
Transocean
RIG
$5.52B
$335K 0.01%
52,749
+29,850
+130% +$192K
IUSB icon
753
iShares Core Universal USD Bond ETF
IUSB
$43.1B
$335K 0.01%
7,248
-65
-0.9% -$2.98K
AILV
754
DELISTED
Alpha Intelligent Large Cap Value ETF
AILV
$335K 0.01%
+14,500
New +$347K
IHI icon
755
iShares US Medical Devices ETF
IHI
$3.14B
$334K 0.01%
6,182
-1
-0% -$53
PGX icon
756
Invesco Preferred ETF
PGX
$3.81B
$334K 0.01%
29,058
-435
-1% -$5.22K
GLW icon
757
Corning
GLW
$108B
$332K 0.01%
9,406
+1,117
+13% +$38.9K
KNX icon
758
Knight Transportation
KNX
$11.4B
$332K 0.01%
5,865
+172
+3% +$9.84K
BNDX icon
759
Vanguard Total International Bond ETF
BNDX
$82.3B
$326K 0.01%
+6,649
New +$322K
ACWI icon
760
iShares MSCI ACWI ETF
ACWI
$32.5B
$325K 0.01%
3,566
-33
-0.9% -$2.94K
IGIB icon
761
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$324K 0.01%
6,310
-827
-12% -$41.9K
GVIP icon
762
Goldman Sachs Hedge Industry VIP ETF
GVIP
$549M
$322K 0.01%
4,189
-107
-2% -$8.02K
FXG icon
763
First Trust Consumer Staples AlphaDEX Fund
FXG
$235M
$322K 0.01%
5,180
-173
-3% -$10.7K
CTVA icon
764
Corteva
CTVA
$59.5B
$318K 0.01%
5,262
+650
+14% +$39.7K
WLK icon
765
Westlake Corp
WLK
$9.25B
$315K 0.01%
2,720
-33
-1% -$3.81K
ETV
766
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.7B
$314K 0.01%
24,879
+535
+2% +$6.85K
CME icon
767
CME Group
CME
$93.5B
$313K 0.01%
1,626
-37
-2% -$6.69K
WOOD icon
768
iShares Global Timber & Forestry ETF
WOOD
$266M
$312K 0.01%
4,356
-557
-11% -$41.4K
DON icon
769
WisdomTree US MidCap Dividend Fund
DON
$4.08B
$311K 0.01%
7,595
-330
-4% -$14K
SWAN icon
770
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
$157M
$310K 0.01%
12,151
+248
+2% +$6.25K
SPBO icon
771
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.1B
$310K 0.01%
10,596
-3,300
-24% -$95.8K
PBYI icon
772
Puma Biotechnology
PBYI
$406M
$309K 0.01%
100,072
+11,750
+13% +$44.3K
FTXO icon
773
First Trust Nasdaq Bank ETF
FTXO
$308M
$309K 0.01%
14,524
+64
+0.4% +$1.68K
FNB icon
774
FNB Corp
FNB
$6.81B
$307K 0.01%
26,479
+8
+0% +$107
OC icon
775
Owens Corning
OC
$11.5B
$306K 0.01%
3,198
+100
+3% +$9.46K
29 30
31
32 33

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2023 Portfolio in Review

As of Q1 2023, Prospera Financial Services held 1,015 positions worth $2.43B, up 22% from $2B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $347M of net new capital in Q1 2023, opening 124 new positions and adding to 497 existing holdings. Its largest new stake was State Street SPDR Bloomberg Emerging Markets Local Bond ETF: 362,126 shares worth $7.68M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P Biotech ETF, an estimated $7.35M trimmed.

  • Prospera Financial Services's largest Q1 2023 buy was State Street SPDR Bloomberg Emerging Markets Local Bond ETF: 362,126 shares worth $7.68M.
  • Prospera Financial Services added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q1 2023, an estimated $11.4M increase.
  • Prospera Financial Services's biggest Q1 2023 reduction was State Street SPDR S&P Biotech ETF, cutting an estimated $7.35M.
  • Prospera Financial Services fully exited iShares US Basic Materials ETF in Q1 2023, selling an estimated $6.93M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.43B portfolio in Q1 2023.
  • Prospera Financial Services opened 124 new positions and closed 58 in Q1 2023.
  • Prospera Financial Services's portfolio value rose 22% quarter-over-quarter to $2.43B.

Based on Prospera Financial Services's 13F filing for Q1 2023, filed 12 May 2023.