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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUA icon
726
BlackRock MuniAssets Fund
MUA
$519M
$474K 0.01%
42,748
+9,873
+30% +$108K
GLU
727
Gabelli Utility & Income Trust
GLU
$115M
$473K 0.01%
32,425
+85
+0.3% +$1.14K
TXT icon
728
Textron
TXT
$14.9B
$469K 0.01%
4,886
+950
+24% +$82.2K
BSX icon
729
Boston Scientific
BSX
$68.7B
$466K 0.01%
6,811
+436
+7% +$28K
OLLI icon
730
Ollie's Bargain Outlet
OLLI
$4.29B
$464K 0.01%
5,834
-1,509
-21% -$114K
WYNN icon
731
Wynn Resorts
WYNN
$10.2B
$463K 0.01%
4,524
-950
-17% -$94.3K
MRVL icon
732
Marvell Technology
MRVL
$148B
$463K 0.01%
6,528
+1,297
+25% +$88.8K
FHN icon
733
First Horizon
FHN
$12.2B
$462K 0.01%
29,979
-8,464
-22% -$122K
EXAS
734
DELISTED
Exact Sciences
EXAS
$460K 0.01%
6,654
+1,819
+38% +$115K
BLDR icon
735
Builders FirstSource
BLDR
$7.36B
$459K 0.01%
2,201
-27
-1% -$4.99K
HWC icon
736
Hancock Whitney
HWC
$6.21B
$456K 0.01%
9,912
-77
-0.8% -$3.42K
CTRE icon
737
CareTrust REIT
CTRE
$10B
$455K 0.01%
18,669
– –
TRI icon
738
Thomson Reuters
TRI
$46.8B
$453K 0.01%
2,861
-26
-0.9% -$4.04K
EFG icon
739
iShares MSCI EAFE Growth ETF
EFG
$16.2B
$453K 0.01%
4,361
-2,344
-35% -$233K
HLT icon
740
Hilton Worldwide
HLT
$72B
$447K 0.01%
2,097
-1,897
-47% -$373K
DSI icon
741
iShares MSCI KLD 400 Social ETF
DSI
$5.12B
$446K 0.01%
4,421
– –
PWV icon
742
Invesco Large Cap Value ETF
PWV
$1.69B
$444K 0.01%
7,826
– –
VHT icon
743
Vanguard Health Care ETF
VHT
$18.6B
$443K 0.01%
1,638
+374
+30% +$98.3K
PICK icon
744
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.15B
$442K 0.01%
10,592
-11,997
-53% -$484K
IBB icon
745
iShares Biotechnology ETF
IBB
$9.44B
$440K 0.01%
3,210
+428
+15% +$58.5K
CHY
746
Calamos Convertible and High Income Fund
CHY
$978M
$439K 0.01%
37,166
– –
KHC icon
747
Kraft Heinz
KHC
$33.1B
$438K 0.01%
11,857
+1,110
+10% +$40.3K
EOT
748
Eaton Vance National Municipal Opportunities Trust
EOT
$269M
$437K 0.01%
26,315
-140
-0.5% -$2.35K
SGOV icon
749
iShares 0-3 Month Treasury Bond ETF
SGOV
$99.4B
$437K 0.01%
4,335
+720
+20% +$72.4K
SYF icon
750
Synchrony
SYF
$24.7B
$436K 0.01%
10,100
-2,475
-20% -$98.6K
28 29
30
31 32

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.