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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RPV icon
726
Invesco S&P 500 Pure Value ETF
RPV
$1.67B
$368K 0.01%
5,004
-2,416
-33% -$187K
BMI icon
727
Badger Meter
BMI
$3.88B
$366K 0.01%
2,541
+144
+6% +$22.7K
QDF icon
728
FlexShares Quality Dividend Index Fund
QDF
$2.24B
$364K 0.01%
6,527
-549
-8% -$31.9K
PTF icon
729
Invesco Dorsey Wright Technology Momentum ETF
PTF
$554M
$364K 0.01%
+8,239
New +$392K
DSI icon
730
iShares MSCI KLD 400 Social ETF
DSI
$5.19B
$363K 0.01%
4,456
– –
CME icon
731
CME Group
CME
$93.4B
$362K 0.01%
1,799
+134
+8% +$26.6K
FICO icon
732
Fair Isaac
FICO
$32.1B
$361K 0.01%
416
-7
-2% -$6.01K
BNDX icon
733
Vanguard Total International Bond ETF
BNDX
$82.3B
$359K 0.01%
+7,490
New +$363K
PII icon
734
Polaris
PII
$4.19B
$358K 0.01%
3,437
+123
+4% +$14.6K
DDIV icon
735
First Trust Exchange-Traded Fund VI First Trust Dorsey Wright Momentum & Dividend ETF
DDIV
$74M
$356K 0.01%
12,827
-394
-3% -$11.3K
CLM icon
736
Cornerstone Strategic Value Fund
CLM
$2.2B
$355K 0.01%
44,861
+2,844
+7% +$23.4K
SCHP icon
737
Schwab US TIPS ETF
SCHP
$16.4B
$353K 0.01%
13,976
-44,400
-76% -$1.14M
CTLT
738
DELISTED
CATALENT, INC.
CTLT
$352K 0.01%
7,731
-202
-3% -$9.44K
MHI
739
DELISTED
Pioneer Municipal High Income Fund
MHI
$350K 0.01%
48,432
+463
+1% +$3.79K
ACGL icon
740
Arch Capital
ACGL
$37.2B
$349K 0.01%
4,378
+139
+3% +$10.8K
GNK icon
741
Genco Shipping & Trading
GNK
$1.09B
$349K 0.01%
24,931
-1,000
-4% -$13.8K
ACWI icon
742
iShares MSCI ACWI ETF
ACWI
$32.5B
$348K 0.01%
3,764
-115
-3% -$11K
URI icon
743
United Rentals
URI
$69.6B
$348K 0.01%
782
+19
+2% +$8.7K
WTRG icon
744
Essential Utilities
WTRG
$11.6B
$347K 0.01%
10,114
+161
+2% +$6.24K
HUSV icon
745
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$77.1M
$345K 0.01%
11,073
-2,140
-16% -$69.5K
PGX icon
746
Invesco Preferred ETF
PGX
$3.82B
$345K 0.01%
31,490
+1,763
+6% +$19.7K
FOUR icon
747
Shift4
FOUR
$4.21B
$344K 0.01%
6,213
– –
PSI icon
748
Invesco Semiconductors ETF
PSI
$2.19B
$344K 0.01%
8,024
-520
-6% -$23.3K
CROX icon
749
Crocs
CROX
$6.8B
$344K 0.01%
3,895
-25
-0.6% -$2.57K
IDEV icon
750
iShares Core MSCI International Developed Markets ETF
IDEV
$31.3B
$344K 0.01%
+5,895
New +$357K
28 29
30
31 32

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.