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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-0.25%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.01B
AUM Growth
+$12.5M
Cap. Flow
+$31.2M
Cap. Flow %
1.56%
Top 10 Hldgs %
24.22%
Holding
867
New
78
Increased
385
Reduced
279
Closed
74

Top Buys

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$6.93M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.4M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$4.7M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$4.69M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.22M

Top Sells

Rank Stock Value
1
MCK icon
McKesson
MCK
+$6.6M
2
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$6.21M
3
JCI icon
Johnson Controls International
JCI
+$5.71M
4
IYE icon
iShares US Energy ETF
IYE
+$4.55M
5
PRGO icon
Perrigo
PRGO
+$3.94M

Sector Composition

Rank Sector Weight
1 Technology 15.35%
2 Financials 8.53%
3 Consumer Discretionary 5.81%
4 Industrials 5.22%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCD icon
51
McDonald's
MCD
$188B
$6.91M 0.34%
28,659
+1,795
+7% +$428K
UPS icon
52
United Parcel Service
UPS
$97.6B
$6.86M 0.34%
37,639
+374
+1% +$73.8K
DIS icon
53
Walt Disney
DIS
$165B
$6.82M 0.34%
40,276
+17,654
+78% +$3.15M
PSK icon
54
State Street SPDR ICE Preferred Securities ETF
PSK
$693M
$6.81M 0.34%
156,728
+2,837
+2% +$124K
PFF icon
55
iShares Preferred and Income Securities ETF
PFF
$13.2B
$6.77M 0.34%
174,389
+11,901
+7% +$467K
PEP icon
56
PepsiCo
PEP
$186B
$6.72M 0.34%
44,698
-103
-0.2% -$15.9K
RFDA icon
57
ALPS Dynamic US Dividend Advantage ETF
RFDA
$88.1M
$6.57M 0.33%
152,766
+7,317
+5% +$326K
FFIV icon
58
F5
FFIV
$22.1B
$6.5M 0.32%
32,710
-4,625
-12% -$925K
FIS icon
59
Fidelity National Information Services
FIS
$21.5B
$6.49M 0.32%
53,297
+51,672
+3,180% +$6.93M
BKLN icon
60
Invesco Senior Loan ETF
BKLN
$7.1B
$6.45M 0.32%
291,713
+15,017
+5% +$332K
CRM icon
61
Salesforce
CRM
$134B
$6.44M 0.32%
23,757
-5,830
-20% -$1.48M
NEE icon
62
NextEra Energy
NEE
$187B
$6.41M 0.32%
81,582
+1,421
+2% +$115K
SRLN icon
63
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$6.41M 0.32%
139,199
+1,910
+1% +$87.7K
USMV icon
64
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$6.4M 0.32%
87,029
+640
+0.7% +$48.7K
FTSM icon
65
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$6.39M 0.32%
106,551
+69,084
+184% +$4.14M
RITM icon
66
Rithm Capital
RITM
$5.09B
$6.35M 0.32%
577,650
-8,900
-2% -$91.4K
FPE icon
67
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$6.35M 0.32%
309,138
+13,159
+4% +$272K
IFV icon
68
First Trust Dorsey Wright International Focus 5 ETF
IFV
$226M
$6.33M 0.32%
278,531
+2,613
+0.9% +$62.2K
FPX icon
69
First Trust US Equity Opportunities ETF
FPX
$1.51B
$6.29M 0.31%
51,001
-178
-0.3% -$22.6K
WIP icon
70
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$479M
$6.16M 0.31%
113,187
+2,193
+2% +$124K
FXO icon
71
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$6.14M 0.31%
138,846
+3,773
+3% +$167K
VCSH icon
72
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$6.04M 0.3%
73,314
+26,599
+57% +$2.2M
KKR icon
73
KKR & Co
KKR
$89.2B
$6.02M 0.3%
98,954
-5,868
-6% -$369K
BAC icon
74
Bank of America
BAC
$435B
$5.88M 0.29%
138,456
-12,781
-8% -$515K
IYC icon
75
iShares US Consumer Discretionary ETF
IYC
$1.12B
$5.87M 0.29%
75,953
+983
+1% +$77.3K
1 2
3
4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2021 Portfolio in Review

As of Q3 2021, Prospera Financial Services held 867 positions worth $2.01B, up 0.63% from $1.99B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Prospera Financial Services's Q3 2021 filing shows 78 new, 385 increased, 279 reduced and 74 closed positions. Its largest new stake was Carlyle Group: 86,444 shares worth $4.09M. The largest sale was McKesson, an estimated $6.6M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Prospera Financial Services's largest Q3 2021 buy was Carlyle Group: 86,444 shares worth $4.09M.
  • Prospera Financial Services added most to Fidelity National Information Services in Q3 2021, an estimated $6.93M increase.
  • Prospera Financial Services's biggest Q3 2021 reduction was McKesson, cutting an estimated $6.6M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Corporate Bond ETF in Q3 2021, selling an estimated $6.21M.
  • Prospera Financial Services's ten largest holdings make up 24% of its $2.01B portfolio in Q3 2021.
  • Prospera Financial Services opened 78 new positions and closed 74 in Q3 2021.
  • Prospera Financial Services's portfolio value rose 0.63% quarter-over-quarter to $2.01B.

Based on Prospera Financial Services's 13F filing for Q3 2021, filed 12 Nov 2021.