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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.17%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.69B
AUM Growth
+$234M
Cap. Flow
+$164M
Cap. Flow %
9.75%
Top 10 Hldgs %
25.19%
Holding
789
New
121
Increased
355
Reduced
238
Closed
46

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.15M
2
MSFT icon
Microsoft
MSFT
+$5.91M
3
CIBR icon
First Trust NASDAQ Cybersecurity ETF
CIBR
+$5.84M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.72M
5
WIP icon
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
+$5.66M

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$32.6M
2
BX icon
Blackstone
BX
+$5.05M
3
FSKR
FS KKR Capital Corp. II
FSKR
+$3.45M
4
MO icon
Altria Group
MO
+$3.21M
5
IYH icon
iShares US Healthcare ETF
IYH
+$2.74M

Sector Composition

Rank Sector Weight
1 Technology 13.94%
2 Financials 7.12%
3 Consumer Discretionary 6.25%
4 Industrials 5.24%
5 Healthcare 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKLN icon
51
Invesco Senior Loan ETF
BKLN
$6.97B
$5.74M 0.34%
259,365
+53,162
+26% +$1.18M
LMT icon
52
Lockheed Martin
LMT
$134B
$5.72M 0.34%
15,475
-815
-5% -$280K
FPX icon
53
First Trust US Equity Opportunities ETF
FPX
$1.51B
$5.72M 0.34%
47,982
+2,070
+5% +$260K
RFDA icon
54
ALPS Dynamic US Dividend Advantage ETF
RFDA
$88.1M
$5.7M 0.34%
140,703
-5,532
-4% -$217K
MCD icon
55
McDonald's
MCD
$188B
$5.64M 0.33%
25,163
+1,867
+8% +$399K
BAC icon
56
Bank of America
BAC
$435B
$5.63M 0.33%
145,440
+6,921
+5% +$239K
RDVY icon
57
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
$5.6M 0.33%
123,087
+34,860
+40% +$1.49M
BIV icon
58
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$5.57M 0.33%
62,657
+7,572
+14% +$688K
KKR icon
59
KKR & Co
KKR
$89.2B
$5.56M 0.33%
+113,840
New +$5.09M
SRLN icon
60
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$5.54M 0.33%
+121,054
New +$5.55M
IYC icon
61
iShares US Consumer Discretionary ETF
IYC
$1.12B
$5.54M 0.33%
73,973
+48
+0.1% +$3.49K
FXO icon
62
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$5.51M 0.33%
132,452
-34,378
-21% -$1.34M
WIP icon
63
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$479M
$5.48M 0.33%
+98,733
New +$5.66M
AMGN icon
64
Amgen
AMGN
$203B
$5.42M 0.32%
21,803
+6,143
+39% +$1.47M
IBND icon
65
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$453M
$5.4M 0.32%
+150,720
New +$5.57M
FTCS icon
66
First Trust Capital Strength ETF
FTCS
$7.8B
$5.38M 0.32%
75,911
+3,020
+4% +$205K
FSKR
67
DELISTED
FS KKR Capital Corp. II
FSKR
$5.34M 0.32%
273,355
-190,032
-41% -$3.45M
JCI icon
68
Johnson Controls International
JCI
$87.5B
$5.29M 0.31%
88,635
+5,298
+6% +$291K
FVC icon
69
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
$5.28M 0.31%
154,378
+7,765
+5% +$257K
PYPL icon
70
PayPal
PYPL
$49.5B
$5.1M 0.3%
21,013
-600
-3% -$152K
FPE icon
71
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$5.07M 0.3%
251,441
+90,330
+56% +$1.82M
APO icon
72
Apollo Global Management
APO
$70.7B
$5.04M 0.3%
107,141
+68,775
+179% +$3.35M
V icon
73
Visa
V
$677B
$5.03M 0.3%
23,742
-2,710
-10% -$570K
AVGO icon
74
Broadcom
AVGO
$1.82T
$4.93M 0.29%
106,390
+530
+0.5% +$24.5K
EEM icon
75
iShares MSCI Emerging Markets ETF
EEM
$28.5B
$4.85M 0.29%
90,893
+9,448
+12% +$517K
1 2
3
4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2021 Portfolio in Review

As of Q1 2021, Prospera Financial Services held 789 positions worth $1.69B, up 16% from $1.45B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q1 2021, opening 121 new positions and adding to 355 existing holdings. Its largest new stake was State Street SPDR FTSE International Government Inflation-Protected Bond ETF: 98,733 shares worth $5.48M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Blackstone, an estimated $5.05M trimmed.

  • Prospera Financial Services's largest Q1 2021 buy was State Street SPDR FTSE International Government Inflation-Protected Bond ETF: 98,733 shares worth $5.48M.
  • Prospera Financial Services added most to Apple in Q1 2021, an estimated $8.15M increase.
  • Prospera Financial Services's biggest Q1 2021 reduction was Blackstone, cutting an estimated $5.05M.
  • Prospera Financial Services fully exited SPDR Dorsey Wright Fixed Income Allocation ETF in Q1 2021, selling an estimated $32.6M.
  • Prospera Financial Services's ten largest holdings make up 25% of its $1.69B portfolio in Q1 2021.
  • Prospera Financial Services opened 121 new positions and closed 46 in Q1 2021.
  • Prospera Financial Services's portfolio value rose 16% quarter-over-quarter to $1.69B.

Based on Prospera Financial Services's 13F filing for Q1 2021, filed 6 May 2021.