We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-13.11%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$942M
AUM Growth
-$356M
Cap. Flow
-$167M
Cap. Flow %
-17.72%
Top 10 Hldgs %
30.97%
Holding
651
New
56
Increased
213
Reduced
222
Closed
142

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$29.8M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.5M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$11.8M
4
AMD icon
Advanced Micro Devices
AMD
+$5.54M
5
USO icon
United States Oil Fund
USO
+$4.9M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$74M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$26.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$25.5M
4
VMC icon
Vulcan Materials
VMC
+$6.18M
5
DHR icon
Danaher
DHR
+$4.96M

Sector Composition

Rank Sector Weight
1 Technology 10.54%
2 Financials 7.17%
3 Healthcare 6.32%
4 Consumer Staples 4.89%
5 Consumer Discretionary 4.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGSH icon
51
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$3.7M 0.39%
+59,371
New +$3.64M
CSCO icon
52
Cisco
CSCO
$452B
$3.66M 0.39%
93,207
+10,450
+13% +$458K
BA icon
53
Boeing
BA
$167B
$3.59M 0.38%
24,078
+11,748
+95% +$3.22M
LOW icon
54
Lowe's Companies
LOW
$119B
$3.55M 0.38%
41,287
+6,295
+18% +$688K
RSP icon
55
Invesco S&P 500 Equal Weight ETF
RSP
$97.1B
$3.5M 0.37%
41,645
-39,970
-49% -$4.25M
PIZ icon
56
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$729M
$3.46M 0.37%
152,872
+4,150
+3% +$112K
QQEW icon
57
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.72B
$3.36M 0.36%
+53,924
New +$3.85M
PIE icon
58
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$244M
$3.32M 0.35%
227,610
+6,545
+3% +$116K
FVC icon
59
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
$3.32M 0.35%
147,563
-6,249
-4% -$166K
BCX icon
60
BlackRock Resources & Commodities Strategy Trust
BCX
$894M
$3.17M 0.34%
629,470
+335,204
+114% +$2.28M
RFDA icon
61
ALPS Dynamic US Dividend Advantage ETF
RFDA
$88.2M
$3.1M 0.33%
114,543
-36,250
-24% -$1.18M
MO icon
62
Altria Group
MO
$122B
$3.09M 0.33%
79,795
+32,662
+69% +$1.45M
FDN icon
63
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.92B
$3.06M 0.32%
24,738
+2,252
+10% +$312K
GOOG icon
64
Alphabet (Google) Class C
GOOG
$3.99T
$3.03M 0.32%
52,040
-3,220
-6% -$218K
BKLN icon
65
Invesco Senior Loan ETF
BKLN
$6.97B
$3.01M 0.32%
147,108
-38,568
-21% -$840K
CG icon
66
Carlyle Group
CG
$16.7B
$2.94M 0.31%
135,653
-3,657
-3% -$105K
HD icon
67
Home Depot
HD
$335B
$2.92M 0.31%
15,619
+2,019
+15% +$443K
ACN icon
68
Accenture
ACN
$94.3B
$2.88M 0.31%
17,653
+1,348
+8% +$260K
LHX icon
69
L3Harris
LHX
$56.5B
$2.87M 0.3%
15,944
+861
+6% +$176K
AMGN icon
70
Amgen
AMGN
$203B
$2.82M 0.3%
13,913
+1,612
+13% +$352K
V icon
71
Visa
V
$689B
$2.78M 0.29%
17,229
+1,681
+11% +$317K
INTC icon
72
Intel
INTC
$462B
$2.73M 0.29%
50,500
+2,754
+6% +$163K
BSJK
73
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$2.73M 0.29%
118,719
-2,880
-2% -$67.9K
VFC icon
74
VF Corp
VFC
$6.72B
$2.72M 0.29%
50,319
+4,857
+11% +$379K
ATVI
75
DELISTED
Activision Blizzard
ATVI
$2.71M 0.29%
+45,597
New +$2.71M
1 2
3
4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2020 Portfolio in Review

As of Q1 2020, Prospera Financial Services held 651 positions worth $942M, down 27% from $1.3B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Prospera Financial Services withdrew a net $167M in Q1 2020, closing 142 positions and reducing 222 holdings. Its most notable exit was Vulcan Materials, an estimated $6.18M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.7% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Prospera Financial Services opened a new position in United States Oil Fund worth $2.14M.

  • Prospera Financial Services's largest Q1 2020 buy was United States Oil Fund: 63,650 shares worth $2.14M.
  • Prospera Financial Services added most to SPDR Dorsey Wright Fixed Income Allocation ETF in Q1 2020, an estimated $29.8M increase.
  • Prospera Financial Services's biggest Q1 2020 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $74M.
  • Prospera Financial Services fully exited Vulcan Materials in Q1 2020, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 31% of its $942M portfolio in Q1 2020.
  • Prospera Financial Services opened 56 new positions and closed 142 in Q1 2020.
  • Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $942M.

Based on Prospera Financial Services's 13F filing for Q1 2020, filed 15 May 2020.