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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.3B
AUM Growth
+$324M
Cap. Flow
+$255M
Cap. Flow %
19.66%
Top 10 Hldgs %
32.35%
Holding
639
New
97
Increased
312
Reduced
159
Closed
44

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$10.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.37M
3
AAPL icon
Apple
AAPL
+$6.76M
4
MA icon
Mastercard
MA
+$6.52M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$5.95M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.23M
2
BSJJ
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
+$2.67M
3
IYF icon
iShares US Financials ETF
IYF
+$2.53M
4
FE icon
FirstEnergy
FE
+$2.34M
5
YUM icon
Yum! Brands
YUM
+$1.96M

Sector Composition

Rank Sector Weight
1 Technology 9.71%
2 Financials 7.64%
3 Healthcare 5.13%
4 Industrials 4.37%
5 Consumer Staples 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIV icon
51
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$4.31M 0.33%
49,421
+9,827
+25% +$861K
PIZ icon
52
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$718M
$4.28M 0.33%
148,722
+8,902
+6% +$245K
FIS icon
53
Fidelity National Information Services
FIS
$21.5B
$4.27M 0.33%
+30,690
New +$4.12M
FVC icon
54
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
$4.25M 0.33%
153,812
-4,986
-3% -$134K
BKLN icon
55
Invesco Senior Loan ETF
BKLN
$7.1B
$4.24M 0.33%
185,676
+115,472
+164% +$2.61M
IDU icon
56
iShares US Utilities ETF
IDU
$1.41B
$4.24M 0.33%
52,286
+1,508
+3% +$120K
PIE icon
57
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$271M
$4.23M 0.33%
221,065
+24,648
+13% +$457K
JPST icon
58
JPMorgan Ultra-Short Income ETF
JPST
$40B
$4.22M 0.33%
83,681
-5,160
-6% -$260K
RFFC icon
59
ALPS Active Equity Opportunity ETF
RFFC
$29.6M
$4.21M 0.32%
118,109
-26,741
-18% -$913K
LOW icon
60
Lowe's Companies
LOW
$116B
$4.19M 0.32%
34,992
+15,137
+76% +$1.73M
MCD icon
61
McDonald's
MCD
$188B
$4.16M 0.32%
21,053
+6,265
+42% +$1.24M
XLY icon
62
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$4.16M 0.32%
66,336
-10,266
-13% -$625K
IYC icon
63
iShares US Consumer Discretionary ETF
IYC
$1.12B
$4.1M 0.32%
71,780
+188
+0.3% +$10.4K
IJR icon
64
iShares Core S&P Small-Cap ETF
IJR
$109B
$4.07M 0.31%
48,578
+7,730
+19% +$622K
XLK icon
65
State Street Technology Select Sector SPDR ETF
XLK
$115B
$4.03M 0.31%
87,814
-1,504
-2% -$64.4K
BA icon
66
Boeing
BA
$165B
$4.02M 0.31%
12,330
-963
-7% -$341K
CSCO icon
67
Cisco
CSCO
$450B
$3.97M 0.31%
82,757
+28,871
+54% +$1.34M
HUSV icon
68
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$75.3M
$3.92M 0.3%
140,806
+166
+0.1% +$4.55K
FISV
69
Fiserv Inc
FISV
$27.2B
$3.89M 0.3%
+33,680
New +$3.72M
PSX icon
70
Phillips 66
PSX
$82.9B
$3.78M 0.29%
33,897
+25,188
+289% +$2.83M
GOOG icon
71
Alphabet (Google) Class C
GOOG
$3.9T
$3.69M 0.28%
55,260
+9,340
+20% +$603K
MDY icon
72
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$3.67M 0.28%
9,766
+427
+5% +$154K
WM icon
73
Waste Management
WM
$95.9B
$3.65M 0.28%
32,035
+29,649
+1,243% +$3.35M
ABT icon
74
Abbott
ABT
$180B
$3.65M 0.28%
42,012
+21,794
+108% +$1.83M
GLD icon
75
SPDR Gold Trust
GLD
$131B
$3.64M 0.28%
25,445
-168
-0.7% -$23.5K
1 2
3
4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Prospera Financial Services held 639 positions worth $1.3B, up 33% from $974M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Prospera Financial Services deployed $255M of net new capital in Q4 2019, opening 97 new positions and adding to 312 existing holdings. Its largest new stake was Danaher: 36,420 shares worth $4.96M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 6.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Low Volatility ETF, an estimated $5.23M trimmed.

  • Prospera Financial Services's largest Q4 2019 buy was Danaher: 36,420 shares worth $4.96M.
  • Prospera Financial Services added most to Microsoft in Q4 2019, an estimated $10.9M increase.
  • Prospera Financial Services's biggest Q4 2019 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $5.23M.
  • Prospera Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $2.67M.
  • Prospera Financial Services's ten largest holdings make up 32% of its $1.3B portfolio in Q4 2019.
  • Prospera Financial Services opened 97 new positions and closed 44 in Q4 2019.
  • Prospera Financial Services's portfolio value rose 33% quarter-over-quarter to $1.3B.

Based on Prospera Financial Services's 13F filing for Q4 2019, filed 12 Feb 2020.