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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.9%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$974M
AUM Growth
+$82.9M
Cap. Flow
+$78.7M
Cap. Flow %
8.08%
Top 10 Hldgs %
37.28%
Holding
577
New
62
Increased
280
Reduced
175
Closed
35

Top Buys

Rank Stock Value
1
BX icon
Blackstone
BX
+$22.3M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$3.19M
3
GLD icon
SPDR Gold Trust
GLD
+$2.83M
4
APO icon
Apollo Global Management
APO
+$2.78M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.49M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$2.34M
2
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$1.96M
3
CMI icon
Cummins
CMI
+$1.8M
4
DIS icon
Walt Disney
DIS
+$1.67M
5
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$1.28M

Sector Composition

Rank Sector Weight
1 Financials 6.81%
2 Technology 6.66%
3 Industrials 3.57%
4 Consumer Discretionary 3.34%
5 Healthcare 3.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PIE icon
51
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$271M
$3.44M 0.35%
196,417
-11,230
-5% -$198K
XLU icon
52
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$3.41M 0.35%
105,472
+8,014
+8% +$247K
IYF icon
53
iShares US Financials ETF
IYF
$4.39B
$3.39M 0.35%
52,600
+2,944
+6% +$187K
XLP icon
54
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$3.35M 0.34%
54,563
+3,583
+7% +$215K
MDY icon
55
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$3.29M 0.34%
9,339
-1,512
-14% -$530K
MDT icon
56
Medtronic
MDT
$107B
$3.19M 0.33%
29,378
-329
-1% -$34.3K
DIA icon
57
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$3.19M 0.33%
11,848
+651
+6% +$174K
IJR icon
58
iShares Core S&P Small-Cap ETF
IJR
$109B
$3.18M 0.33%
40,848
+1,659
+4% +$128K
MCD icon
59
McDonald's
MCD
$188B
$3.17M 0.33%
14,788
+1,693
+13% +$363K
GMED icon
60
Globus Medical
GMED
$10.4B
$3.11M 0.32%
60,755
– –
XLI icon
61
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$3.1M 0.32%
39,997
-3,049
-7% -$234K
ADI icon
62
Analog Devices
ADI
$181B
$3.01M 0.31%
26,973
+1,186
+5% +$134K
FDN icon
63
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$3.01M 0.31%
22,343
-105
-0.5% -$14.8K
CIBR icon
64
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
$2.85M 0.29%
103,119
+11,838
+13% +$343K
JNJ icon
65
Johnson & Johnson
JNJ
$635B
$2.81M 0.29%
21,697
+902
+4% +$119K
GOOG icon
66
Alphabet (Google) Class C
GOOG
$3.9T
$2.8M 0.29%
45,920
+6,040
+15% +$357K
FXU icon
67
First Trust Utilities AlphaDEX Fund
FXU
$840M
$2.78M 0.29%
93,835
-5,031
-5% -$146K
EFA icon
68
iShares MSCI EAFE ETF
EFA
$76.4B
$2.71M 0.28%
41,557
+16,812
+68% +$1.08M
FPE icon
69
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$2.67M 0.27%
135,599
+7,773
+6% +$152K
META icon
70
Meta Platforms (Facebook)
META
$1.51T
$2.67M 0.27%
14,998
+170
+1% +$32.3K
BSJJ
71
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$2.67M 0.27%
111,525
+1,884
+2% +$45.1K
CSCO icon
72
Cisco
CSCO
$450B
$2.66M 0.27%
53,886
+21,745
+68% +$1.13M
HD icon
73
Home Depot
HD
$332B
$2.66M 0.27%
11,446
+380
+3% +$83.1K
VTI icon
74
Vanguard Total Stock Market ETF
VTI
$654B
$2.64M 0.27%
17,483
-1,441
-8% -$217K
FTSL icon
75
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$2.61M 0.27%
55,105
+1,673
+3% +$79.2K
1 2
3
4 5

Similar funds

AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Prospera Financial Services held 577 positions worth $974M, up 9.3% from $891M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Prospera Financial Services deployed $78.7M of net new capital in Q3 2019, opening 62 new positions and adding to 280 existing holdings. Its largest new stake was lululemon athletica: 10,689 shares worth $2.06M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 3.8% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.34M trimmed.

  • Prospera Financial Services's largest Q3 2019 buy was lululemon athletica: 10,689 shares worth $2.06M.
  • Prospera Financial Services added most to Blackstone in Q3 2019, an estimated $22.3M increase.
  • Prospera Financial Services's biggest Q3 2019 reduction was iShares Select Dividend ETF, cutting an estimated $2.34M.
  • Prospera Financial Services fully exited CyrusOne Inc Common Stock in Q3 2019, selling an estimated $602K.
  • Prospera Financial Services's ten largest holdings make up 37% of its $974M portfolio in Q3 2019.
  • Prospera Financial Services opened 62 new positions and closed 35 in Q3 2019.
  • Prospera Financial Services's portfolio value rose 9.3% quarter-over-quarter to $974M.

Based on Prospera Financial Services's 13F filing for Q3 2019, filed 22 Oct 2019.