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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+12.65%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$304M
AUM Growth
-$192M
Cap. Flow
-$223M
Cap. Flow %
-73.34%
Top 10 Hldgs %
18.04%
Holding
474
New
81
Increased
193
Reduced
38
Closed
153

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.81M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$3.69M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$3.6M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.72M
5
CAT icon
Caterpillar
CAT
+$2.67M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$56.8M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.9M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$19.9M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$19.5M
5
AAPL icon
Apple
AAPL
+$11.8M

Sector Composition

Rank Sector Weight
1 Industrials 9.72%
2 Consumer Discretionary 8.22%
3 Healthcare 6.15%
4 Technology 5.24%
5 Communication Services 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COST icon
51
Costco
COST
$415B
$1.66M 0.55%
6,740
+2,640
+64% +$577K
DIS icon
52
Walt Disney
DIS
$165B
$1.65M 0.54%
14,384
+6,067
+73% +$678K
UCON icon
53
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
$1.62M 0.53%
63,839
+23,756
+59% +$599K
GOOGL icon
54
Alphabet (Google) Class A
GOOGL
$3.91T
$1.59M 0.52%
26,460
+5,900
+29% +$333K
XLY icon
55
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$1.58M 0.52%
26,834
+11,114
+71% +$603K
CWB icon
56
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$1.56M 0.51%
29,449
+10,154
+53% +$515K
RTX icon
57
RTX Corp
RTX
$287B
$1.56M 0.51%
18,566
+4,758
+34% +$362K
QABA icon
58
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$92.1M
$1.53M 0.5%
31,638
-336
-1% -$16.1K
ABBV icon
59
AbbVie
ABBV
$458B
$1.48M 0.49%
17,593
+3,401
+24% +$278K
PGF icon
60
Invesco Financial Preferred ETF
PGF
$676M
$1.48M 0.49%
80,153
-6,250
-7% -$113K
MRK icon
61
Merck
MRK
$324B
$1.45M 0.48%
18,709
+843
+5% +$63K
WFC icon
62
Wells Fargo
WFC
$261B
$1.42M 0.47%
29,061
+4,059
+16% +$200K
HYLS icon
63
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$1.42M 0.47%
29,408
+10,626
+57% +$501K
MMM icon
64
3M
MMM
$89B
$1.41M 0.46%
7,842
+475
+6% +$80K
ABT icon
65
Abbott
ABT
$180B
$1.38M 0.45%
17,525
+2,003
+13% +$149K
MINT icon
66
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.37M 0.45%
13,551
+1,496
+12% +$152K
KO icon
67
Coca-Cola
KO
$354B
$1.35M 0.44%
29,013
+9,000
+45% +$421K
LMT icon
68
Lockheed Martin
LMT
$134B
$1.34M 0.44%
4,399
+1,375
+45% +$403K
SO icon
69
Southern Company
SO
$110B
$1.34M 0.44%
25,939
+16,693
+181% +$818K
NOBL icon
70
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$1.29M 0.42%
37,482
-9,700
-21% -$314K
HYG icon
71
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$1.28M 0.42%
14,813
+9,487
+178% +$806K
SPHD icon
72
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
$1.28M 0.42%
29,629
+6,493
+28% +$268K
D icon
73
Dominion Energy
D
$62.5B
$1.26M 0.42%
16,456
+5,265
+47% +$385K
TXN icon
74
Texas Instruments
TXN
$255B
$1.26M 0.41%
11,068
+5,855
+112% +$607K
OKE icon
75
Oneok
OKE
$58.7B
$1.24M 0.41%
17,567
+4,428
+34% +$287K
1 2
3
4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2019 Portfolio in Review

As of Q1 2019, Prospera Financial Services held 474 positions worth $304M, down 39% from $496M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Prospera Financial Services withdrew a net $223M in Q1 2019, closing 153 positions and reducing 38 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $56.8M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.7% of assets, up from 3.4% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Prospera Financial Services opened a new position in Triton International Limited worth $1.79M.

  • Prospera Financial Services's largest Q1 2019 buy was Triton International Limited: 56,190 shares worth $1.79M.
  • Prospera Financial Services added most to Invesco S&P 500 Equal Weight ETF in Q1 2019, an estimated $4.81M increase.
  • Prospera Financial Services's biggest Q1 2019 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $1.15M.
  • Prospera Financial Services fully exited First Trust Dorsey Wright Focus 5 ETF in Q1 2019, selling an estimated $56.8M.
  • Prospera Financial Services's ten largest holdings make up 18% of its $304M portfolio in Q1 2019.
  • Prospera Financial Services opened 81 new positions and closed 153 in Q1 2019.
  • Prospera Financial Services's portfolio value fell 39% quarter-over-quarter to $304M.

Based on Prospera Financial Services's 13F filing for Q1 2019, filed 2 May 2019.