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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5.35%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$536M
AUM Growth
-$202M
Cap. Flow
-$217M
Cap. Flow %
-40.42%
Top 10 Hldgs %
34.64%
Holding
467
New
19
Increased
68
Reduced
296
Closed
57

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$1.81M
2
AVGO icon
Broadcom
AVGO
+$1.01M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$990K
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$959K
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$658K

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$44.6M
2
BX icon
Blackstone
BX
+$16.3M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$16.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$15.7M
5
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$12.4M

Sector Composition

Rank Sector Weight
1 Technology 5.92%
2 Healthcare 4.13%
3 Financials 3.72%
4 Consumer Discretionary 3.5%
5 Communication Services 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLY icon
51
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$2.02M 0.38%
36,220
-73,198
-67% -$4.17M
ADI icon
52
Analog Devices
ADI
$181B
$1.99M 0.37%
21,347
-1,338
-6% -$129K
RFEM icon
53
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$77.5M
$1.94M 0.36%
30,023
-3,583
-11% -$230K
XLK icon
54
State Street Technology Select Sector SPDR ETF
XLK
$115B
$1.93M 0.36%
53,256
-81,256
-60% -$2.98M
RFDI icon
55
First Trust RiverFront Dynamic Developed International ETF
RFDI
$161M
$1.91M 0.36%
31,442
-14,704
-32% -$906K
IVV icon
56
iShares Core S&P 500 ETF
IVV
$876B
$1.91M 0.36%
6,755
-2,923
-30% -$838K
FXL icon
57
First Trust Technology AlphaDEX Fund
FXL
$2.47B
$1.89M 0.35%
31,471
-11,267
-26% -$682K
RSP icon
58
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$1.87M 0.35%
17,904
-6,186
-26% -$654K
BSJK
59
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$1.85M 0.34%
76,300
+3,600
+5% +$87.6K
AMLP icon
60
Alerian MLP ETF
AMLP
$13B
$1.83M 0.34%
35,932
-1,465
-4% -$79K
DWAS icon
61
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
$1.82M 0.34%
33,690
-2,000
-6% -$113K
MINT icon
62
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.79M 0.33%
17,669
-4,366
-20% -$443K
FTSL icon
63
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$1.78M 0.33%
37,235
-7,280
-16% -$349K
FNX icon
64
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$1.78M 0.33%
25,968
-400
-2% -$28.5K
PGF icon
65
Invesco Financial Preferred ETF
PGF
$676M
$1.76M 0.33%
95,603
+4,400
+5% +$80.9K
MMP
66
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.75M 0.33%
25,717
-1,764
-6% -$122K
PFE icon
67
Pfizer
PFE
$140B
$1.75M 0.33%
45,492
-1,289
-3% -$49.6K
MET icon
68
MetLife
MET
$61B
$1.74M 0.32%
37,586
-1,525
-4% -$69.7K
YUM icon
69
Yum! Brands
YUM
$41B
$1.74M 0.32%
19,671
-1,643
-8% -$137K
CWB icon
70
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$1.74M 0.32%
32,802
-10,995
-25% -$589K
XLI icon
71
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$1.74M 0.32%
22,734
+7,160
+46% +$546K
CMI icon
72
Cummins
CMI
$91.7B
$1.71M 0.32%
11,947
-727
-6% -$102K
FPE icon
73
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$1.69M 0.31%
89,060
-44,438
-33% -$853K
HYG icon
74
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$1.69M 0.31%
19,725
+3,855
+24% +$331K
VYM icon
75
Vanguard High Dividend Yield ETF
VYM
$81.1B
$1.68M 0.31%
20,120
+600
+3% +$51.9K
1 2
3
4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Prospera Financial Services held 467 positions worth $536M, down 27% from $738M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Prospera Financial Services withdrew a net $217M in Q3 2018, closing 57 positions and reducing 296 holdings. Its most notable exit was Triton International Limited, an estimated $1.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.9% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Prospera Financial Services opened a new position in State Street Utilities Select Sector SPDR ETF worth $983K.

  • Prospera Financial Services's largest Q3 2018 buy was State Street Utilities Select Sector SPDR ETF: 37,248 shares worth $983K.
  • Prospera Financial Services added most to iShares Russell 2000 ETF in Q3 2018, an estimated $1.81M increase.
  • Prospera Financial Services's biggest Q3 2018 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $44.6M.
  • Prospera Financial Services fully exited Triton International Limited in Q3 2018, selling an estimated $1.7M.
  • Prospera Financial Services's ten largest holdings make up 35% of its $536M portfolio in Q3 2018.
  • Prospera Financial Services opened 19 new positions and closed 57 in Q3 2018.
  • Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $536M.

Based on Prospera Financial Services's 13F filing for Q3 2018, filed 25 Oct 2018.