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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+0.02%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$716M
AUM Growth
+$61.6M
Cap. Flow
+$41.7M
Cap. Flow %
5.82%
Top 10 Hldgs %
38.16%
Holding
474
New
79
Increased
236
Reduced
109
Closed
33

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.9M
2
MU icon
Micron Technology
MU
+$2.57M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$2.43M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.3M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.14M

Top Sells

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$33.9M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$2.13M
3
CVX icon
Chevron
CVX
+$2.02M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.98M
5
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$1.5M

Sector Composition

Rank Sector Weight
1 Financials 5.5%
2 Technology 5.09%
3 Industrials 4.18%
4 Healthcare 3.71%
5 Consumer Discretionary 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RFDI icon
51
First Trust RiverFront Dynamic Developed International ETF
RFDI
$161M
$2.68M 0.37%
42,166
+13,263
+46% +$868K
BND icon
52
Vanguard Total Bond Market
BND
$157B
$2.64M 0.37%
33,165
+6,236
+23% +$499K
FXO icon
53
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$2.56M 0.36%
82,404
+9,103
+12% +$288K
RFEU
54
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
$2.48M 0.35%
38,523
-554
-1% -$37K
PG icon
55
Procter & Gamble
PG
$343B
$2.46M 0.34%
31,033
+13,490
+77% +$1.12M
BAC icon
56
Bank of America
BAC
$435B
$2.44M 0.34%
81,478
+38,193
+88% +$1.2M
UPS icon
57
United Parcel Service
UPS
$97.6B
$2.4M 0.34%
22,904
+1,122
+5% +$130K
FXL icon
58
First Trust Technology AlphaDEX Fund
FXL
$2.47B
$2.38M 0.33%
43,513
+10,632
+32% +$590K
CVX icon
59
Chevron
CVX
$388B
$2.33M 0.33%
20,381
-16,902
-45% -$2.02M
CWB icon
60
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$2.33M 0.32%
45,238
+12,738
+39% +$664K
SHY icon
61
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$2.31M 0.32%
27,736
+23,691
+586% +$1.98M
RSP icon
62
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$2.31M 0.32%
23,150
+2,109
+10% +$216K
MINT icon
63
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$2.27M 0.32%
22,399
+17,432
+351% +$1.77M
LMBS icon
64
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$2.27M 0.32%
44,142
+4,058
+10% +$209K
META icon
65
Meta Platforms (Facebook)
META
$1.51T
$2.16M 0.3%
13,717
-2,082
-13% -$374K
HON icon
66
Honeywell
HON
$77.1B
$2.12M 0.3%
16,226
+18
+0.1% +$2.49K
PGF icon
67
Invesco Financial Preferred ETF
PGF
$676M
$2.09M 0.29%
112,803
-25,500
-18% -$472K
FDL icon
68
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$2.08M 0.29%
73,807
+13,115
+22% +$386K
JNJ icon
69
Johnson & Johnson
JNJ
$635B
$2.08M 0.29%
16,153
-213
-1% -$28.8K
VOE icon
70
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$2.04M 0.28%
18,558
-3,985
-18% -$448K
FDN icon
71
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$2.02M 0.28%
16,888
+3,603
+27% +$436K
BSJK
72
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$2.01M 0.28%
82,700
+12,100
+17% +$295K
ADI icon
73
Analog Devices
ADI
$181B
$1.99M 0.28%
21,825
+2,113
+11% +$192K
VONG icon
74
Vanguard Russell 1000 Growth ETF
VONG
$42.5B
$1.94M 0.27%
55,580
+7,276
+15% +$261K
AMLP icon
75
Alerian MLP ETF
AMLP
$13B
$1.93M 0.27%
41,178
-7,108
-15% -$380K
1 2
3
4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2018 Portfolio in Review

As of Q1 2018, Prospera Financial Services held 474 positions worth $716M, up 9.4% from $655M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Prospera Financial Services deployed $41.7M of net new capital in Q1 2018, opening 79 new positions and adding to 236 existing holdings. Its largest new stake was JPMorgan Ultra-Short Income ETF: 28,514 shares worth $1.43M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, down from 5.6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Berkshire Hathaway Class A, an estimated $33.9M trimmed.

  • Prospera Financial Services's largest Q1 2018 buy was JPMorgan Ultra-Short Income ETF: 28,514 shares worth $1.43M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q1 2018, an estimated $3.9M increase.
  • Prospera Financial Services's biggest Q1 2018 reduction was Berkshire Hathaway Class A, cutting an estimated $33.9M.
  • Prospera Financial Services fully exited State Street Utilities Select Sector SPDR ETF in Q1 2018, selling an estimated $1.98M.
  • Prospera Financial Services's ten largest holdings make up 38% of its $716M portfolio in Q1 2018.
  • Prospera Financial Services opened 79 new positions and closed 33 in Q1 2018.
  • Prospera Financial Services's portfolio value rose 9.4% quarter-over-quarter to $716M.

Based on Prospera Financial Services's 13F filing for Q1 2018, filed 12 Apr 2018.