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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$655M
AUM Growth
-$2.85M
Cap. Flow
-$24.3M
Cap. Flow %
-3.71%
Top 10 Hldgs %
40.21%
Holding
472
New
41
Increased
127
Reduced
207
Closed
77

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$11.4M
2
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$3.03M
3
GMED icon
Globus Medical
GMED
+$2.16M
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.81M
5
UPS icon
United Parcel Service
UPS
+$1.59M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.42M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$3.12M
3
BA icon
Boeing
BA
+$1.98M
4
OEF icon
iShares S&P 100 ETF
OEF
+$1.74M
5
BX icon
Blackstone
BX
+$1.56M

Sector Composition

Rank Sector Weight
1 Financials 5.65%
2 Technology 4.3%
3 Industrials 4.16%
4 Healthcare 4.04%
5 Energy 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RFEU
51
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
$2.6M 0.4%
39,077
-301
-0.8% -$19.5K
BSJJ
52
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$2.56M 0.39%
104,950
-6,200
-6% -$152K
VOE icon
53
Vanguard Mid-Cap Value ETF
VOE
$23.5B
$2.55M 0.39%
22,543
-493
-2% -$53.4K
GMED icon
54
Globus Medical
GMED
$10.2B
$2.53M 0.39%
+61,630
New +$2.16M
XLP icon
55
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14B
$2.43M 0.37%
42,847
-513
-1% -$28.2K
XLV icon
56
State Street Health Care Select Sector SPDR ETF
XLV
$41.8B
$2.36M 0.36%
28,017
-1,286
-4% -$106K
FXO icon
57
First Trust Financials AlphaDEX Fund
FXO
$1.1B
$2.31M 0.35%
73,301
+1,440
+2% +$44.1K
JNJ icon
58
Johnson & Johnson
JNJ
$624B
$2.29M 0.35%
16,366
-774
-5% -$108K
BSV icon
59
Vanguard Short-Term Bond ETF
BSV
$44.6B
$2.26M 0.35%
28,594
-2,393
-8% -$190K
HON icon
60
Honeywell
HON
$78B
$2.25M 0.34%
16,208
-772
-5% -$104K
RFCI icon
61
ALPS Dynamic Core Income ETF
RFCI
$15.4M
$2.23M 0.34%
90,340
+5,646
+7% +$140K
BND icon
62
Vanguard Total Bond Market
BND
$157B
$2.19M 0.33%
26,929
-14,564
-35% -$1.19M
XLK icon
63
State Street Technology Select Sector SPDR ETF
XLK
$116B
$2.16M 0.33%
65,998
-11,312
-15% -$355K
RSP icon
64
Invesco S&P 500 Equal Weight ETF
RSP
$95.3B
$2.15M 0.33%
21,041
-3,724
-15% -$366K
TRTN
65
DELISTED
Triton International Limited
TRTN
$2.14M 0.33%
55,142
+285
+0.5% +$11K
LMBS icon
66
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.31B
$2.07M 0.32%
40,084
+2,986
+8% +$155K
RFEM icon
67
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$78.3M
$2.07M 0.32%
28,919
-1,481
-5% -$102K
XLU icon
68
State Street Utilities Select Sector SPDR ETF
XLU
$24B
$1.98M 0.3%
77,136
+2,536
+3% +$69.5K
XLB icon
69
State Street Materials Select Sector SPDR ETF
XLB
$8.35B
$1.95M 0.3%
62,480
-1,518
-2% -$44.7K
RDS.A
70
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.9M 0.29%
27,665
+1,545
+6% +$97.4K
RFDI icon
71
First Trust RiverFront Dynamic Developed International ETF
RFDI
$160M
$1.88M 0.29%
28,903
+3,485
+14% +$222K
FDL icon
72
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.6B
$1.83M 0.28%
60,692
-30,658
-34% -$902K
SPHD icon
73
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.31B
$1.83M 0.28%
43,155
-1,794
-4% -$75.2K
SDIV icon
74
Global X SuperDividend ETF
SDIV
$1.21B
$1.81M 0.28%
27,664
-2,329
-8% -$151K
FNX icon
75
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$1.78M 0.27%
27,117
+3,452
+15% +$221K
1 2
3
4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Prospera Financial Services held 472 positions worth $655M, down 0.43% from $657M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prospera Financial Services withdrew a net $24.3M in Q4 2017, closing 77 positions and reducing 207 holdings. Its most notable exit was Guggenheim BulletShares 2017 High Yield Corporate Bond ETF, an estimated $3.12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, down from 6% a quarter earlier, followed by Technology and Industrials.

Against the trend, Prospera Financial Services opened a new position in Globus Medical worth $2.53M.

  • Prospera Financial Services's largest Q4 2017 buy was Globus Medical: 61,630 shares worth $2.53M.
  • Prospera Financial Services added most to Berkshire Hathaway Class A in Q4 2017, an estimated $11.4M increase.
  • Prospera Financial Services's biggest Q4 2017 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $3.42M.
  • Prospera Financial Services fully exited Guggenheim BulletShares 2017 High Yield Corporate Bond ETF in Q4 2017, selling an estimated $3.12M.
  • Prospera Financial Services's ten largest holdings make up 40% of its $655M portfolio in Q4 2017.
  • Prospera Financial Services opened 41 new positions and closed 77 in Q4 2017.
  • Prospera Financial Services's portfolio value fell 0.43% quarter-over-quarter to $655M.

Based on Prospera Financial Services's 13F filing for Q4 2017, filed 24 Jan 2018.