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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$657M
AUM Growth
+$34M
Cap. Flow
+$6.42M
Cap. Flow %
0.98%
Top 10 Hldgs %
38.74%
Holding
458
New
34
Increased
203
Reduced
148
Closed
27

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$2.21M
2
BX icon
Blackstone
BX
+$2.02M
3
NVDA icon
NVIDIA
NVDA
+$1.66M
4
HON icon
Honeywell
HON
+$1.59M
5
JPM icon
JPMorgan Chase
JPM
+$1.52M

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.87M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$1.83M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$1.78M
4
TROW icon
T. Rowe Price
TROW
+$1.43M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 5.98%
2 Industrials 4.01%
3 Healthcare 3.75%
4 Technology 3.67%
5 Energy 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FVC icon
51
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$106M
$2.52M 0.38%
103,347
+6,501
+7% +$154K
EFA icon
52
iShares MSCI EAFE ETF
EFA
$76.1B
$2.49M 0.38%
36,316
+267
+0.7% +$17.8K
BSV icon
53
Vanguard Short-Term Bond ETF
BSV
$44.6B
$2.47M 0.38%
30,987
-948
-3% -$75.8K
VOE icon
54
Vanguard Mid-Cap Value ETF
VOE
$23.5B
$2.46M 0.37%
23,036
-3,088
-12% -$321K
XLV icon
55
State Street Health Care Select Sector SPDR ETF
XLV
$41.8B
$2.42M 0.37%
29,303
-14,606
-33% -$1.17M
WMT icon
56
Walmart Inc
WMT
$863B
$2.4M 0.36%
91,797
+3,552
+4% +$93.2K
RSP icon
57
Invesco S&P 500 Equal Weight ETF
RSP
$95.3B
$2.38M 0.36%
24,765
+1,225
+5% +$115K
NVDA icon
58
NVIDIA
NVDA
$5.06T
$2.35M 0.36%
521,080
+400,000
+330% +$1.66M
XLP icon
59
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14B
$2.35M 0.36%
43,360
-19,400
-31% -$1.07M
XLK icon
60
State Street Technology Select Sector SPDR ETF
XLK
$116B
$2.29M 0.35%
77,310
-42,298
-35% -$1.22M
JNJ icon
61
Johnson & Johnson
JNJ
$624B
$2.24M 0.34%
17,140
+1,277
+8% +$169K
OEF icon
62
iShares S&P 100 ETF
OEF
$19.8B
$2.23M 0.34%
19,929
-3,084
-13% -$337K
META icon
63
Meta Platforms (Facebook)
META
$1.54T
$2.23M 0.34%
13,136
+1,371
+12% +$229K
HON icon
64
Honeywell
HON
$78B
$2.18M 0.33%
16,980
+12,835
+310% +$1.59M
RFFC icon
65
ALPS Active Equity Opportunity ETF
RFFC
$29.5M
$2.14M 0.33%
69,518
+7,081
+11% +$210K
FXO icon
66
First Trust Financials AlphaDEX Fund
FXO
$1.1B
$2.14M 0.33%
71,861
+15,563
+28% +$452K
RFCI icon
67
ALPS Dynamic Core Income ETF
RFCI
$15.4M
$2.1M 0.32%
84,694
+22,367
+36% +$555K
RFEM icon
68
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$78.3M
$2.06M 0.31%
30,400
+7,158
+31% +$475K
XLU icon
69
State Street Utilities Select Sector SPDR ETF
XLU
$24B
$1.99M 0.3%
74,600
-49,098
-40% -$1.32M
SDIV icon
70
Global X SuperDividend ETF
SDIV
$1.21B
$1.98M 0.3%
29,993
+1,887
+7% +$123K
LMBS icon
71
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.31B
$1.93M 0.29%
37,098
+2,177
+6% +$113K
SO icon
72
Southern Company
SO
$109B
$1.91M 0.29%
38,828
+74
+0.2% +$3.59K
TRTN
73
DELISTED
Triton International Limited
TRTN
$1.9M 0.29%
54,857
– –
ADI icon
74
Analog Devices
ADI
$185B
$1.85M 0.28%
21,467
+271
+1% +$21.9K
SPHD icon
75
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.31B
$1.85M 0.28%
44,949
-1,933
-4% -$78.1K
1 2
3
4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Prospera Financial Services held 458 positions worth $657M, up 5.5% from $623M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services's Q3 2017 filing shows 34 new, 203 increased, 148 reduced and 27 closed positions. Its largest new stake was Apollo Global Management: 45,263 shares worth $1.37M. The largest sale was State Street Financial Select Sector SPDR ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.6% a quarter earlier, followed by Industrials and Healthcare.

  • Prospera Financial Services's largest Q3 2017 buy was Apollo Global Management: 45,263 shares worth $1.37M.
  • Prospera Financial Services added most to iShares MSCI Emerging Markets ETF in Q3 2017, an estimated $2.21M increase.
  • Prospera Financial Services's biggest Q3 2017 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $1.87M.
  • Prospera Financial Services fully exited T. Rowe Price in Q3 2017, selling an estimated $1.43M.
  • Prospera Financial Services's ten largest holdings make up 39% of its $657M portfolio in Q3 2017.
  • Prospera Financial Services opened 34 new positions and closed 27 in Q3 2017.
  • Prospera Financial Services's portfolio value rose 5.5% quarter-over-quarter to $657M.

Based on Prospera Financial Services's 13F filing for Q3 2017, filed 11 Oct 2017.