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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.13%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$510M
AUM Growth
+$12.5M
Cap. Flow
+$4.3M
Cap. Flow %
0.84%
Top 10 Hldgs %
38.63%
Holding
438
New
59
Increased
143
Reduced
147
Closed
56

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.14M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$5.95M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.31M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.97M
5
BX icon
Blackstone
BX
+$2.65M

Top Sells

Rank Stock Value
1
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$7.22M
2
EBND icon
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
+$7.02M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$6.05M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$4.78M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$2.73M

Sector Composition

Rank Sector Weight
1 Financials 5.17%
2 Technology 3.68%
3 Healthcare 3.41%
4 Energy 3.35%
5 Communication Services 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSJJ
51
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$1.86M 0.36%
76,850
+1,600
+2% +$38.5K
BIV icon
52
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$1.83M 0.36%
21,984
+823
+4% +$69.9K
SDIV icon
53
Global X SuperDividend ETF
SDIV
$1.21B
$1.75M 0.34%
27,968
-932
-3% -$57.4K
FRI icon
54
First Trust S&P REIT Index Fund
FRI
$191M
$1.74M 0.34%
74,049
-28,576
-28% -$648K
BA icon
55
Boeing
BA
$165B
$1.72M 0.34%
11,025
+5,517
+100% +$806K
MLPA icon
56
Global X MLP ETF
MLPA
$2.28B
$1.69M 0.33%
24,358
+7,783
+47% +$526K
META icon
57
Meta Platforms (Facebook)
META
$1.54T
$1.68M 0.33%
14,338
+125
+0.9% +$15.4K
WMT icon
58
Walmart Inc
WMT
$863B
$1.64M 0.32%
71,190
+24,414
+52% +$570K
HYG icon
59
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$1.62M 0.32%
18,610
+183
+1% +$15.8K
JPM icon
60
JPMorgan Chase
JPM
$930B
$1.53M 0.3%
17,763
+3,888
+28% +$296K
PSEC icon
61
Prospect Capital
PSEC
$1.06B
$1.51M 0.3%
180,360
-3,600
-2% -$28.9K
DIA icon
62
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.6B
$1.47M 0.29%
7,422
+4,949
+200% +$933K
BND icon
63
Vanguard Total Bond Market
BND
$157B
$1.41M 0.28%
17,440
+3,696
+27% +$303K
EPD icon
64
Enterprise Products Partners
EPD
$83.9B
$1.4M 0.28%
51,796
+331
+0.6% +$8.62K
IYC icon
65
iShares US Consumer Discretionary ETF
IYC
$1.11B
$1.4M 0.28%
37,140
+29,220
+369% +$1.09M
IYW icon
66
iShares US Technology ETF
IYW
$24B
$1.4M 0.27%
+46,608
New +$1.39M
VOO icon
67
Vanguard S&P 500 ETF
VOO
$967B
$1.37M 0.27%
6,587
+3,506
+114% +$704K
EFA icon
68
iShares MSCI EAFE ETF
EFA
$76.1B
$1.35M 0.26%
22,820
+172
+0.8% +$9.92K
PFE icon
69
Pfizer
PFE
$143B
$1.33M 0.26%
42,489
+7,494
+21% +$229K
ADI icon
70
Analog Devices
ADI
$185B
$1.33M 0.26%
18,280
+11,282
+161% +$767K
CHY
71
Calamos Convertible and High Income Fund
CHY
$1.05B
$1.31M 0.26%
123,935
-6,098
-5% -$64.3K
MMP
72
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.3M 0.26%
+17,205
New +$1.2M
FTSL icon
73
First Trust Senior Loan Fund ETF
FTSL
$2.3B
$1.29M 0.25%
26,555
-79
-0.3% -$3.82K
BAC icon
74
Bank of America
BAC
$430B
$1.29M 0.25%
57,134
+5,307
+10% +$102K
PG icon
75
Procter & Gamble
PG
$342B
$1.28M 0.25%
15,230
-177
-1% -$15.1K
1 2
3
4 5

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Prospera Financial Services held 438 positions worth $510M, up 2.5% from $498M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services's Q4 2016 filing shows 59 new, 143 increased, 147 reduced and 56 closed positions. Its largest new stake was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 173,575 shares worth $5.91M. The largest sale was State Street SPDR Portfolio Long Term Treasury ETF, an estimated $7.22M.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, up from 3.5% a quarter earlier, followed by Technology and Healthcare.

  • Prospera Financial Services's largest Q4 2016 buy was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 173,575 shares worth $5.91M.
  • Prospera Financial Services added most to State Street SPDR Bloomberg High Yield Bond ETF in Q4 2016, an estimated $6.14M increase.
  • Prospera Financial Services's biggest Q4 2016 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $6.05M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio Long Term Treasury ETF in Q4 2016, selling an estimated $7.22M.
  • Prospera Financial Services's ten largest holdings make up 39% of its $510M portfolio in Q4 2016.
  • Prospera Financial Services opened 59 new positions and closed 56 in Q4 2016.
  • Prospera Financial Services's portfolio value rose 2.5% quarter-over-quarter to $510M.

Based on Prospera Financial Services's 13F filing for Q4 2016, filed 11 Jan 2017.