We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.95%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$456M
AUM Growth
+$60.6M
Cap. Flow
+$48.3M
Cap. Flow %
10.59%
Top 10 Hldgs %
49.51%
Holding
336
New
47
Increased
119
Reduced
108
Closed
36

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$10.8M
2
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$9.93M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$6.47M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.24M
5
DAL icon
Delta Air Lines
DAL
+$5.09M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.5M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$4.54M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$3.01M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.6M
5
F icon
Ford
F
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 4.6%
2 Industrials 3.74%
3 Communication Services 3.63%
4 Consumer Staples 3.02%
5 Energy 2.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BX icon
51
Blackstone
BX
$104B
$1.34M 0.29%
+45,800
New +$1.46M
FRI icon
52
First Trust S&P REIT Index Fund
FRI
$195M
$1.32M 0.29%
59,806
+2,769
+5% +$60.5K
DIS icon
53
Walt Disney
DIS
$165B
$1.31M 0.29%
12,468
+2,549
+26% +$284K
GOOG icon
54
Alphabet (Google) Class C
GOOG
$3.9T
$1.3M 0.28%
34,160
+5,820
+21% +$209K
JPS
55
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$1.28M 0.28%
140,276
-3,074
-2% -$27.8K
PAA icon
56
Plains All American Pipeline
PAA
$17.4B
$1.27M 0.28%
54,978
-7,425
-12% -$200K
EFA icon
57
iShares MSCI EAFE ETF
EFA
$76.4B
$1.24M 0.27%
21,073
+437
+2% +$26.3K
FXG icon
58
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$1.23M 0.27%
27,549
-953
-3% -$41.6K
EWK icon
59
iShares MSCI Belgium ETF
EWK
$163M
$1.22M 0.27%
67,489
+5,844
+9% +$103K
GE icon
60
GE Aerospace
GE
$367B
$1.22M 0.27%
8,165
+95
+1% +$13.5K
IWF icon
61
iShares Russell 1000 Growth ETF
IWF
$122B
$1.21M 0.26%
48,496
+26,000
+116% +$649K
VPU
62
Vanguard Utilities ETF
VPU
$8.83B
$1.2M 0.26%
12,778
+633
+5% +$59.3K
PSEC icon
63
Prospect Capital
PSEC
$1.06B
$1.15M 0.25%
164,799
-33,173
-17% -$241K
IYY icon
64
iShares Dow Jones US ETF
IYY
$2.92B
$1.1M 0.24%
21,640
+2,112
+11% +$109K
EPD icon
65
Enterprise Products Partners
EPD
$83.8B
$1.09M 0.24%
42,778
+13,212
+45% +$343K
CHY
66
Calamos Convertible and High Income Fund
CHY
$1.03B
$1.07M 0.23%
101,785
+3,000
+3% +$33K
PG icon
67
Procter & Gamble
PG
$343B
$1.07M 0.23%
13,436
+24
+0.2% +$1.83K
SO icon
68
Southern Company
SO
$110B
$1.07M 0.23%
22,799
+746
+3% +$33.8K
ABBV icon
69
AbbVie
ABBV
$458B
$1.05M 0.23%
17,704
+4,475
+34% +$258K
META icon
70
Meta Platforms (Facebook)
META
$1.51T
$1.02M 0.22%
9,718
+3,358
+53% +$345K
EWL icon
71
iShares MSCI Switzerland ETF
EWL
$2.12B
$996K 0.22%
32,082
+2,877
+10% +$90.2K
PEP icon
72
PepsiCo
PEP
$186B
$990K 0.22%
9,903
-615
-6% -$61.4K
DWTR
73
DELISTED
Invesco DWA Tactical Sector Rotation ETF
DWTR
$990K 0.22%
+39,297
New +$1.01M
IWD icon
74
iShares Russell 1000 Value ETF
IWD
$82B
$963K 0.21%
9,841
+6,116
+164% +$607K
MUB icon
75
iShares National Muni Bond ETF
MUB
$45.1B
$955K 0.21%
8,625
+170
+2% +$18.7K
1 2
3
4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Prospera Financial Services held 336 positions worth $456M, up 15% from $395M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Prospera Financial Services deployed $48.3M of net new capital in Q4 2015, opening 47 new positions and adding to 119 existing holdings. Its largest new stake was Delta Air Lines: 102,905 shares worth $5.22M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 2.8% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $16.5M trimmed.

  • Prospera Financial Services's largest Q4 2015 buy was Delta Air Lines: 102,905 shares worth $5.22M.
  • Prospera Financial Services added most to Apple in Q4 2015, an estimated $10.8M increase.
  • Prospera Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $16.5M.
  • Prospera Financial Services fully exited GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q4 2015, selling an estimated $3.01M.
  • Prospera Financial Services's ten largest holdings make up 50% of its $456M portfolio in Q4 2015.
  • Prospera Financial Services opened 47 new positions and closed 36 in Q4 2015.
  • Prospera Financial Services's portfolio value rose 15% quarter-over-quarter to $456M.

Based on Prospera Financial Services's 13F filing for Q4 2015, filed 12 Jan 2016.