We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+4.19%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$401M
AUM Growth
+$30.2M
Cap. Flow
+$11.2M
Cap. Flow %
2.8%
Top 10 Hldgs %
46.23%
Holding
333
New
59
Increased
116
Reduced
94
Closed
42

Top Buys

Rank Stock Value
1
IYF icon
iShares US Financials ETF
IYF
+$20.3M
2
IDU icon
iShares US Utilities ETF
IDU
+$20M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$11.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$3.96M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.87M

Top Sells

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$18.6M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$17.8M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$17.7M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$17.3M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.37M

Sector Composition

Rank Sector Weight
1 Energy 4.16%
2 Technology 3.37%
3 Consumer Staples 3.04%
4 Healthcare 2.76%
5 Communication Services 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEF icon
51
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$1.34M 0.34%
12,693
+5,038
+66% +$531K
FXD icon
52
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$1.33M 0.33%
37,191
-394
-1% -$13.3K
DVY icon
53
iShares Select Dividend ETF
DVY
$23.9B
$1.25M 0.31%
15,712
+11,188
+247% +$864K
VPU
54
Vanguard Utilities ETF
VPU
$8.82B
$1.24M 0.31%
12,123
-40
-0.3% -$3.93K
EFA icon
55
iShares MSCI EAFE ETF
EFA
$76.4B
$1.21M 0.3%
19,810
+932
+5% +$58.2K
FDN icon
56
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$1.19M 0.3%
19,386
+8,929
+85% +$538K
CSCO icon
57
Cisco
CSCO
$447B
$1.18M 0.3%
42,574
+19,649
+86% +$507K
PSEC icon
58
Prospect Capital
PSEC
$1.06B
$1.16M 0.29%
140,400
-33,500
-19% -$309K
XLU icon
59
State Street Utilities Select Sector SPDR ETF
XLU
$24B
$1.08M 0.27%
+45,970
New +$1.04M
CHY
60
Calamos Convertible and High Income Fund
CHY
$1.03B
$1.06M 0.26%
76,581
-11,360
-13% -$160K
GDXJ icon
61
VanEck Junior Gold Miners ETF
GDXJ
$7.05B
$1.06M 0.26%
44,117
+23,566
+115% +$648K
IDLV icon
62
Invesco S&P International Developed Low Volatility ETF
IDLV
$338M
$1.05M 0.26%
33,880
-3,078
-8% -$96.6K
SYY icon
63
Sysco
SYY
$39.7B
$1.05M 0.26%
26,416
+11,043
+72% +$428K
GE icon
64
GE Aerospace
GE
$366B
$1.04M 0.26%
8,583
-153
-2% -$18.8K
GLD icon
65
SPDR Gold Trust
GLD
$131B
$1.03M 0.26%
9,077
+378
+4% +$43.6K
META icon
66
Meta Platforms (Facebook)
META
$1.52T
$982K 0.24%
12,589
-10,096
-45% -$772K
FTC icon
67
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$940K 0.23%
20,223
+14,583
+259% +$654K
PEP icon
68
PepsiCo
PEP
$187B
$916K 0.23%
9,686
+1,099
+13% +$105K
KMI icon
69
Kinder Morgan
KMI
$73.2B
$912K 0.23%
+21,554
New +$849K
STX icon
70
Seagate
STX
$191B
$912K 0.23%
13,719
-1,797
-12% -$111K
XLK icon
71
State Street Technology Select Sector SPDR ETF
XLK
$115B
$911K 0.23%
44,082
+3,348
+8% +$67.9K
UPS icon
72
United Parcel Service
UPS
$97.5B
$892K 0.22%
8,022
-14
-0.2% -$1.48K
LMT icon
73
Lockheed Martin
LMT
$134B
$890K 0.22%
4,622
-173
-4% -$32.1K
VTI icon
74
Vanguard Total Stock Market ETF
VTI
$654B
$835K 0.21%
7,878
+3,568
+83% +$369K
LUMO
75
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$835K 0.21%
2,333
-556
-19% -$165K
1 2
3
4 5

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Prospera Financial Services held 333 positions worth $401M, up 8.1% from $371M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Prospera Financial Services's Q4 2014 filing shows 59 new, 116 increased, 94 reduced and 42 closed positions. Its largest new stake was iShares US Financials ETF: 466,694 shares worth $21M. The largest sale was iShares US Healthcare ETF, an estimated $18.6M.

By sector, the portfolio is most concentrated in Energy at 4.2% of assets, down from 4.6% a quarter earlier, followed by Technology and Consumer Staples.

  • Prospera Financial Services's largest Q4 2014 buy was iShares US Financials ETF: 466,694 shares worth $21M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2014, an estimated $11.5M increase.
  • Prospera Financial Services's biggest Q4 2014 reduction was iShares US Healthcare ETF, cutting an estimated $18.6M.
  • Prospera Financial Services fully exited State Street Materials Select Sector SPDR ETF in Q4 2014, selling an estimated $17.3M.
  • Prospera Financial Services's ten largest holdings make up 46% of its $401M portfolio in Q4 2014.
  • Prospera Financial Services opened 59 new positions and closed 42 in Q4 2014.
  • Prospera Financial Services's portfolio value rose 8.1% quarter-over-quarter to $401M.

Based on Prospera Financial Services's 13F filing for Q4 2014, filed 14 Jan 2015.