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PFS
Prospera Financial Services Portfolio holdings
AUM
$6.89B
1-Year Est. Return
37.41%
This Fund
S&P 500
This Quarter
Est. Return
+2.12%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$317M
AUM Growth
+$19.2M
(+6.5%)
Cap. Flow
+$18.1M
Cap. Flow
% of AUM
5.71%
Top 10 Holdings %
Top 10 Hldgs %
48.61%
Holding
310
New
52
Increased
122
Reduced
58
Closed
57
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$18.2M |
| 2 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$9.3M |
| 3 |
State Street Materials Select Sector SPDR ETF
XLB
|
+$9.1M |
| 4 |
iShares US Energy ETF
IYE
|
+$8.85M |
| 5 |
iShares US Healthcare ETF
IYH
|
+$8.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Industrials ETF
IYJ
|
+$12.3M |
| 2 |
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
|
+$12.2M |
| 3 |
State Street Consumer Staples Select Sector SPDR ETF
XLP
|
+$11.5M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.45M |
| 5 |
ProShares Ultra MidCap400
MVV
|
+$3.24M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 5.08% |
| 2 | Materials | 3.32% |
| 3 | Consumer Staples | 2.73% |
| 4 | Technology | 2.61% |
| 5 | Financials | 2.24% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Invesco QQQ Trust
QQQ
$455B
| $969K | 0.31% |
11,049
-21,157
| -66% | -$1.87M |
|
|
DFP
52
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$423M
| $955K | 0.3% |
+43,980
| New | +$939K |
|
53
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
| $953K | 0.3% |
+26,311
| New | +$1.01M |
|
54
GE Aerospace
GE
$367B
| $907K | 0.29% |
7,681
+2,277
| +42% | +$281K |
|
55
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
| $899K | 0.28% |
30,736
-84,797
| -73% | -$3.02M |
|
56
Bank of America
BAC
$435B
| $851K | 0.27% |
53,272
+7,009
| +15% | +$118K |
|
57
United Parcel Service
UPS
$97.6B
| $825K | 0.26% |
8,772
+6,148
| +234% | +$599K |
|
58
Invesco S&P International Developed Low Volatility ETF
IDLV
$338M
| $784K | 0.25% |
33,939
-6,674
| -16% | -$208K |
|
59
Vanguard High Dividend Yield ETF
VYM
$81.1B
| $759K | 0.24% |
12,029
+1,569
| +15% | +$96.4K |
|
60
Enterprise Products Partners
EPD
$83.8B
| $750K | 0.24% |
21,622
-1,070
| -5% | -$35.5K |
|
|
LUMO
61
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
| $738K | 0.23% |
2,889
-444
| -13% | -$136K |
|
62
Ford
F
$57.3B
| $717K | 0.23% |
47,017
+29,350
| +166% | +$454K |
|
63
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
| $688K | 0.22% |
9,422
+20
| +0.2% | +$1.43K |
|
64
PepsiCo
PEP
$186B
| $680K | 0.21% |
8,743
+310
| +4% | +$25.2K |
|
65
IBM
IBM
$202B
| $675K | 0.21% |
4,370
+1,499
| +52% | +$264K |
|
66
Vanguard Extended Market ETF
VXF
$30.3B
| $648K | 0.2% |
7,626
+616
| +9% | +$51.5K |
|
67
TotalEnergies
TTE
$193B
| $647K | 0.2% |
+10,023
| New | +$615K |
|
68
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$427M
| $646K | 0.2% |
24,200
-9,422
| -28% | -$245K |
|
69
Chevron
CVX
$388B
| $631K | 0.2% |
6,004
+1,348
| +29% | +$157K |
|
70
First Trust Financials AlphaDEX Fund
FXO
$1.12B
| $624K | 0.2% |
29,508
+12,544
| +74% | +$268K |
|
71
McDonald's
MCD
$188B
| $607K | 0.19% |
6,595
+1,669
| +34% | +$160K |
|
72
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$380M
| $596K | 0.19% |
1,300
| – | – |
|
73
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
| $587K | 0.19% |
26,085
-345
| -1% | -$7.52K |
|
74
Freeport-McMoran
FCX
$90B
| $577K | 0.18% |
+17,434
| New | +$580K |
|
75
Intel
INTC
$464B
| $576K | 0.18% |
25,516
-949
| -4% | -$23.7K |
|
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Prospera Financial Services's Q1 2014 Portfolio in Review
As of Q1 2014, Prospera Financial Services held 310 positions worth $317M, up 6.5% from $297M the previous quarter. Its ten largest holdings account for 49% of the portfolio.
Prospera Financial Services deployed $18.1M of net new capital in Q1 2014, opening 52 new positions and adding to 122 existing holdings. Its largest new stake was First Trust Dorsey Wright Focus 5 ETF: 941,861 shares worth $17.7M.
By sector, the portfolio is most concentrated in Energy at 5.1% of assets, up from 5% a quarter earlier, followed by Materials and Consumer Staples.
On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $5.45M trimmed.
- Prospera Financial Services's largest Q1 2014 buy was First Trust Dorsey Wright Focus 5 ETF: 941,861 shares worth $17.7M.
- Prospera Financial Services added most to State Street Financial Select Sector SPDR ETF in Q1 2014, an estimated $9.3M increase.
- Prospera Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $5.45M.
- Prospera Financial Services fully exited iShares US Industrials ETF in Q1 2014, selling an estimated $12.3M.
- Prospera Financial Services's ten largest holdings make up 49% of its $317M portfolio in Q1 2014.
- Prospera Financial Services opened 52 new positions and closed 57 in Q1 2014.
- Prospera Financial Services's portfolio value rose 6.5% quarter-over-quarter to $317M.
Based on Prospera Financial Services's 13F filing for Q1 2014, filed 4 Apr 2014.