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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOO icon
701
VanEck Agribusiness ETF
MOO
$988M
$386K 0.01%
4,904
+262
+6% +$21.8K
FAUG icon
702
FT Vest US Equity Buffer ETF August
FAUG
$1.18B
$385K 0.01%
10,306
-80
-0.8% -$3.08K
ED icon
703
Consolidated Edison
ED
$41.1B
$384K 0.01%
4,491
+10
+0.2% +$911
FTNT icon
704
Fortinet
FTNT
$112B
$384K 0.01%
6,539
-814
-11% -$53.9K
NTES icon
705
NetEase
NTES
$79.2B
$383K 0.01%
3,828
+2
+0.1% +$205
FDUS icon
706
Fidus Investment
FDUS
$751M
$383K 0.01%
19,966
– –
SYF icon
707
Synchrony
SYF
$24.5B
$383K 0.01%
12,537
-2,493
-17% -$83K
MHF
708
Western Asset Municipal High Income Fund
MHF
$152M
$383K 0.01%
62,858
+12,837
+26% +$81.5K
CTRE icon
709
CareTrust REIT
CTRE
$10.1B
$383K 0.01%
18,664
– –
FEX icon
710
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$381K 0.01%
4,699
+11
+0.2% +$929
CPRI icon
711
Capri Holdings
CPRI
$1.82B
$379K 0.01%
7,213
-66
-0.9% -$2.99K
ROL icon
712
Rollins
ROL
$18.8B
$379K 0.01%
10,141
+364
+4% +$14.7K
BSX icon
713
Boston Scientific
BSX
$67.6B
$378K 0.01%
7,156
+463
+7% +$24.3K
ATVI
714
DELISTED
Activision Blizzard
ATVI
$378K 0.01%
4,028
+189
+5% +$17.2K
ARCC icon
715
Ares Capital
ARCC
$13.6B
$376K 0.01%
19,321
+2,051
+12% +$39.8K
DAL icon
716
Delta Air Lines
DAL
$57B
$374K 0.01%
10,094
-2,433
-19% -$106K
IEI icon
717
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$373K 0.01%
3,300
-707
-18% -$80.8K
AVTR icon
718
Avantor
AVTR
$8.03B
$373K 0.01%
17,712
+353
+2% +$7.51K
USAI icon
719
Pacer American Energy Infrastructure ETF
USAI
$126M
$372K 0.01%
13,564
-329
-2% -$9.09K
HMC icon
720
Honda
HMC
$37.8B
$372K 0.01%
+11,042
New +$355K
BYLD icon
721
iShares Yield Optimized Bond ETF
BYLD
$448M
$371K 0.01%
17,370
-133
-0.8% -$2.89K
PWV icon
722
Invesco Large Cap Value ETF
PWV
$1.68B
$371K 0.01%
7,925
– –
OMC icon
723
Omnicom Group
OMC
$23.5B
$371K 0.01%
4,978
+248
+5% +$20.4K
BBJP icon
724
JPMorgan BetaBuilders Japan ETF
BBJP
$17.4B
$369K 0.01%
+7,344
New +$378K
HWC icon
725
Hancock Whitney
HWC
$6.07B
$369K 0.01%
9,970
+1,052
+12% +$42.9K
27 28
29
30 31

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.