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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
THQ
676
abrdn Healthcare Opportunities Fund
THQ
$789M
$557K 0.02%
27,690
+49
+0.2% +$942
FMX icon
677
Fomento Económico Mexicano
FMX
$41.6B
$556K 0.02%
4,268
+169
+4% +$22.1K
AOR icon
678
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.63B
$555K 0.02%
9,960
– –
GNRC icon
679
Generac Holdings
GNRC
$11.3B
$554K 0.02%
4,395
+650
+17% +$76.2K
SCHB icon
680
Schwab US Broad Market ETF
SCHB
$42.6B
$552K 0.02%
27,129
-420
-2% -$8.13K
GSEP icon
681
FT Vest US Equity Moderate Buffer ETF September
GSEP
$351M
$552K 0.02%
16,729
-215
-1% -$6.94K
IVT icon
682
InvenTrust Properties
IVT
$2.81B
$551K 0.02%
21,451
-675
-3% -$17K
UTF icon
683
Cohen & Steers Infrastructure Fund
UTF
$3.1B
$549K 0.02%
23,311
-2,285
-9% -$50.2K
HSBC icon
684
HSBC
HSBC
$353B
$548K 0.02%
13,935
+17
+0.1% +$664
IYR icon
685
iShares US Real Estate ETF
IYR
$4.75B
$547K 0.02%
6,082
+164
+3% +$14.5K
FANG icon
686
Diamondback Energy
FANG
$55.9B
$544K 0.02%
2,741
-53
-2% -$9K
GIS icon
687
General Mills
GIS
$20.4B
$543K 0.02%
7,760
+160
+2% +$10.4K
PZA icon
688
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.24B
$542K 0.02%
22,731
-339
-1% -$8.12K
INGR icon
689
Ingredion
INGR
$6.42B
$538K 0.02%
4,600
+150
+3% +$16.9K
QJUN icon
690
FT Vest Growth-100 Buffer ETF June
QJUN
$636M
$533K 0.02%
20,896
– –
CARR icon
691
Carrier Global
CARR
$50.6B
$530K 0.02%
9,118
-1,176
-11% -$66.1K
SNY icon
692
Sanofi
SNY
$108B
$530K 0.02%
10,906
+4,282
+65% +$209K
LNC icon
693
Lincoln National
LNC
$8.03B
$528K 0.02%
16,541
-438
-3% -$12.1K
SKY icon
694
Champion Homes
SKY
$4.48B
$528K 0.02%
6,210
-500
-7% -$38.6K
X
695
DELISTED
US Steel
X
$527K 0.02%
12,916
-722
-5% -$33K
ALLY icon
696
Ally Financial
ALLY
$13.3B
$527K 0.02%
12,975
-3,493
-21% -$128K
NJR icon
697
New Jersey Resources
NJR
$6B
$526K 0.02%
12,255
+1,140
+10% +$48.1K
AFRM icon
698
Affirm
AFRM
$24B
$524K 0.02%
14,067
-931
-6% -$37.2K
RF icon
699
Regions Financial
RF
$26.5B
$523K 0.02%
24,850
-6,472
-21% -$122K
VGIT icon
700
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
$523K 0.02%
8,923
+587
+7% +$34.4K
26 27
28
29 30

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
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Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.