We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.15%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.31B
AUM Growth
+$306M
Cap. Flow
+$153M
Cap. Flow %
6.61%
Top 10 Hldgs %
24.95%
Holding
920
New
127
Increased
459
Reduced
242
Closed
54

Top Buys

Rank Stock Value
1
NET icon
Cloudflare
NET
+$12M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.17M
3
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$7.31M
4
AES icon
AES
AES
+$6.61M
5
VICI icon
VICI Properties
VICI
+$6.57M

Top Sells

Rank Stock Value
1
BA icon
Boeing
BA
+$10.6M
2
KKR icon
KKR & Co
KKR
+$7M
3
WIP icon
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
+$6.16M
4
GLD icon
SPDR Gold Trust
GLD
+$5.97M
5
RITM icon
Rithm Capital
RITM
+$5.69M

Sector Composition

Rank Sector Weight
1 Technology 16.16%
2 Financials 8.11%
3 Consumer Discretionary 5.63%
4 Healthcare 5.24%
5 Industrials 4.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMG icon
676
ScottsMiracle-Gro
SMG
$4.06B
$338K 0.01%
+2,099
New +$325K
AFSM icon
677
First Trust Active Factor Small Cap ETF
AFSM
$118M
$337K 0.01%
12,163
– –
VDE icon
678
Vanguard Energy ETF
VDE
$9.87B
$337K 0.01%
4,337
-772
-15% -$61.4K
FXU icon
679
First Trust Utilities AlphaDEX Fund
FXU
$835M
$335K 0.01%
10,215
-1,954
-16% -$60.7K
KEYS icon
680
Keysight
KEYS
$53.6B
$334K 0.01%
1,623
+151
+10% +$28.2K
ROL icon
681
Rollins
ROL
$18.8B
$333K 0.01%
9,721
-109,330
-92% -$3.83M
ICPT
682
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$333K 0.01%
20,468
+515
+3% +$8.68K
TWTR
683
DELISTED
Twitter, Inc.
TWTR
$332K 0.01%
7,667
-929
-11% -$48.3K
HISF icon
684
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.6M
$330K 0.01%
6,501
-314
-5% -$15.8K
AVY icon
685
Avery Dennison
AVY
$12.5B
$326K 0.01%
1,506
-106
-7% -$22.7K
FTA icon
686
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$325K 0.01%
4,654
+301
+7% +$20.4K
DHR icon
687
Danaher
DHR
$138B
$323K 0.01%
1,108
+58
+6% +$16K
IDV icon
688
iShares International Select Dividend ETF
IDV
$8.24B
$323K 0.01%
10,342
– –
LH icon
689
Labcorp
LH
$24.7B
$322K 0.01%
1,194
-41
-3% -$10.2K
WDFC icon
690
WD-40
WDFC
$3.13B
$319K 0.01%
1,301
-218
-14% -$50.8K
EFV icon
691
iShares MSCI EAFE Value ETF
EFV
$28.3B
$318K 0.01%
6,302
+2,058
+48% +$105K
DIV icon
692
Global X SuperDividend US ETF
DIV
$787M
$317K 0.01%
15,228
+3,529
+30% +$71.7K
VFMV icon
693
Vanguard US Minimum Volatility ETF
VFMV
$432M
$317K 0.01%
2,975
– –
LCID icon
694
Lucid Motors
LCID
$2.54B
$316K 0.01%
+831
New +$313K
VGIT icon
695
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
$313K 0.01%
4,718
+345
+8% +$23.1K
GRMN
696
Garmin
GRMN
$46.8B
$312K 0.01%
2,292
+52
+2% +$7.51K
LDP icon
697
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$312K 0.01%
11,800
– –
IVOG icon
698
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.64B
$311K 0.01%
2,940
– –
MOAT icon
699
VanEck Morningstar Wide Moat ETF
MOAT
$11.7B
$310K 0.01%
4,066
+966
+31% +$73.2K
CME icon
700
CME Group
CME
$92.3B
$309K 0.01%
1,352
+99
+8% +$21.8K
26 27
28
29 30

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2021 Portfolio in Review

As of Q4 2021, Prospera Financial Services held 920 positions worth $2.31B, up 15% from $2.01B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Prospera Financial Services deployed $153M of net new capital in Q4 2021, opening 127 new positions and adding to 459 existing holdings. Its largest new stake was Cloudflare: 71,514 shares worth $9.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Boeing, an estimated $10.6M trimmed.

  • Prospera Financial Services's largest Q4 2021 buy was Cloudflare: 71,514 shares worth $9.4M.
  • Prospera Financial Services added most to Invesco QQQ Trust in Q4 2021, an estimated $8.17M increase.
  • Prospera Financial Services's biggest Q4 2021 reduction was Boeing, cutting an estimated $10.6M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q4 2021, selling an estimated $6.16M.
  • Prospera Financial Services's ten largest holdings make up 25% of its $2.31B portfolio in Q4 2021.
  • Prospera Financial Services opened 127 new positions and closed 54 in Q4 2021.
  • Prospera Financial Services's portfolio value rose 15% quarter-over-quarter to $2.31B.

Based on Prospera Financial Services's 13F filing for Q4 2021, filed 10 Feb 2022.