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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMB icon
651
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$592K 0.02%
6,596
-338
-5% -$29.8K
PLTR icon
652
Palantir
PLTR
$295B
$590K 0.02%
25,662
-628
-2% -$13.4K
SPOT icon
653
Spotify
SPOT
$108B
$590K 0.02%
2,237
-288
-11% -$67.6K
ADM icon
654
Archer Daniels Midland
ADM
$38.7B
$590K 0.02%
9,384
+6,540
+230% +$384K
VDE icon
655
Vanguard Energy ETF
VDE
$9.9B
$589K 0.02%
4,471
-7,458
-63% -$894K
UPST icon
656
Upstart Holdings
UPST
$2.55B
$587K 0.02%
21,844
-4,819
-18% -$143K
AWK icon
657
American Water Works
AWK
$27B
$587K 0.02%
4,801
-3,322
-41% -$409K
HL icon
658
Hecla Mining
HL
$9.49B
$580K 0.02%
120,617
+12,000
+11% +$47.9K
DG icon
659
Dollar General
DG
$28.4B
$579K 0.02%
3,706
-80
-2% -$11.4K
SJM icon
660
J.M. Smucker
SJM
$13.5B
$577K 0.02%
4,583
-207
-4% -$26.2K
VYMI icon
661
Vanguard International High Dividend Yield ETF
VYMI
$20.3B
$575K 0.02%
8,353
+471
+6% +$31.4K
PDBC icon
662
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.38B
$574K 0.02%
41,365
+3,395
+9% +$45.6K
VFH icon
663
Vanguard Financials ETF
VFH
$13.4B
$574K 0.02%
5,602
+3,077
+122% +$295K
PXD
664
DELISTED
Pioneer Natural Resource Co.
PXD
$573K 0.02%
2,179
-1,238
-36% -$290K
FEX icon
665
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.56B
$572K 0.02%
5,764
-1,819
-24% -$170K
AAL icon
666
American Airlines Group
AAL
$9.82B
$572K 0.02%
37,246
-3,254
-8% -$47.2K
BSCT icon
667
Invesco BulletShares 2029 Corporate Bond ETF
BSCT
$2.91B
$570K 0.02%
+31,182
New +$571K
IEI icon
668
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$569K 0.02%
4,911
+81
+2% +$9.4K
DDIV icon
669
First Trust Exchange-Traded Fund VI First Trust Dorsey Wright Momentum & Dividend ETF
DDIV
$72.3M
$565K 0.02%
16,591
-319
-2% -$9.93K
IYG icon
670
iShares US Financial Services ETF
IYG
$2.13B
$561K 0.02%
8,466
– –
AFSM icon
671
First Trust Active Factor Small Cap ETF
AFSM
$116M
$561K 0.02%
19,150
+300
+2% +$8.29K
QYLD icon
672
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.88B
$561K 0.02%
31,302
+2,914
+10% +$51.7K
PEG icon
673
Public Service Enterprise Group
PEG
$38.7B
$560K 0.02%
8,387
-4
-0% -$245
MELI icon
674
Mercado Libre
MELI
$94.5B
$559K 0.02%
370
+242
+189% +$396K
SCHO icon
675
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$559K 0.02%
23,194
-5,872
-20% -$142K
25 26
27
28 29

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.