We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOS icon
601
The Mosaic Company
MOS
$7.33B
$522K 0.02%
14,649
-1,168
-7% -$44.8K
VOX icon
602
Vanguard Communication Services ETF
VOX
$5.7B
$519K 0.02%
4,933
+5
+0.1% +$541
TD icon
603
Toronto Dominion Bank
TD
$199B
$517K 0.02%
8,586
-1,635
-16% -$102K
TFLO icon
604
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$515K 0.02%
10,153
-65,752
-87% -$3.33M
FXD icon
605
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$515K 0.02%
10,089
+39
+0.4% +$2.13K
LNG icon
606
Cheniere Energy
LNG
$52.4B
$513K 0.02%
3,090
+157
+5% +$25.3K
GSK icon
607
GSK
GSK
$108B
$511K 0.02%
14,101
+284
+2% +$10.1K
FPF
608
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$510K 0.02%
34,261
+1,487
+5% +$22.7K
EUFN icon
609
iShares MSCI Europe Financials ETF
EUFN
$4.06B
$509K 0.02%
26,924
+11,165
+71% +$216K
ARES icon
610
Ares Management
ARES
$29B
$508K 0.02%
4,937
+49
+1% +$4.96K
PZA icon
611
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.25B
$506K 0.02%
+22,843
New +$529K
ELV icon
612
Elevance Health
ELV
$83B
$503K 0.02%
1,153
+76
+7% +$34.5K
IWX icon
613
iShares Russell Top 200 Value ETF
IWX
$3.97B
$503K 0.02%
7,701
– –
ALLY icon
614
Ally Financial
ALLY
$13.4B
$501K 0.02%
18,765
-2,817
-13% -$78.7K
FTLS icon
615
First Trust Long/Short Equity ETF
FTLS
$2.46B
$501K 0.02%
9,405
+283
+3% +$15.1K
TMFC icon
616
Motley Fool 100 Index ETF
TMFC
$2.02B
$495K 0.02%
12,594
+327
+3% +$13.4K
GIS icon
617
General Mills
GIS
$20.2B
$494K 0.02%
7,711
+987
+15% +$69.7K
SDOG icon
618
ALPS Sector Dividend Dogs ETF
SDOG
$1.44B
$492K 0.02%
10,469
+906
+9% +$45.2K
AOR icon
619
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.65B
$490K 0.02%
9,919
-31
-0.3% -$1.58K
TEVA icon
620
Teva Pharmaceuticals
TEVA
$36.6B
$489K 0.02%
47,979
-804
-2% -$7.49K
QCLN icon
621
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$584M
$489K 0.02%
11,459
-1,215
-10% -$59.4K
SPSM icon
622
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$486K 0.02%
13,170
+4,006
+44% +$156K
DFNL icon
623
Davis Select Financial ETF
DFNL
$464M
$486K 0.02%
18,156
+168
+0.9% +$4.68K
VTEB icon
624
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
$483K 0.02%
+10,032
New +$497K
JXN icon
625
Jackson Financial
JXN
$8.58B
$482K 0.02%
12,606
+1,494
+13% +$52.2K
23 24
25
26 27

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.