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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.3B
AUM Growth
+$324M
Cap. Flow
+$255M
Cap. Flow %
19.66%
Top 10 Hldgs %
32.35%
Holding
639
New
97
Increased
312
Reduced
159
Closed
44

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$10.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.37M
3
AAPL icon
Apple
AAPL
+$6.76M
4
MA icon
Mastercard
MA
+$6.52M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$5.95M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.23M
2
BSJJ
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
+$2.67M
3
IYF icon
iShares US Financials ETF
IYF
+$2.53M
4
FE icon
FirstEnergy
FE
+$2.34M
5
YUM icon
Yum! Brands
YUM
+$1.96M

Sector Composition

Rank Sector Weight
1 Technology 9.71%
2 Financials 7.64%
3 Healthcare 5.13%
4 Industrials 4.37%
5 Consumer Staples 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFG icon
601
Citizens Financial Group
CFG
$30.4B
– –
-10,951
Closed -$387K
CMA
602
DELISTED
Comerica
CMA
– –
-3,559
Closed -$235K
CNC icon
603
Centene
CNC
$31.3B
– –
-6,046
Closed -$262K
CPRT icon
604
Copart
CPRT
$25.9B
– –
-25,044
Closed -$503K
CXT icon
605
Crane NXT
CXT
$3.04B
– –
-7,491
Closed -$210K
DAL icon
606
Delta Air Lines
DAL
$55.9B
– –
-7,542
Closed -$434K
DLR icon
607
Digital Realty Trust
DLR
$73.7B
– –
-2,638
Closed -$342K
DOCU
608
DocuSign
DOCU
$9.63B
– –
-9,455
Closed -$585K
EXC icon
609
Exelon
EXC
$48.6B
– –
-6,414
Closed -$221K
FDX icon
610
FedEx
FDX
$74.5B
– –
-3,334
Closed -$485K
FE icon
611
FirstEnergy
FE
$28.9B
– –
-48,566
Closed -$2.34M
FTV icon
612
Fortive
FTV
$19B
– –
-10,357
Closed -$448K
FXZ icon
613
First Trust Materials AlphaDEX Fund
FXZ
$378M
– –
-10,795
Closed -$402K
HCAT icon
614
Health Catalyst
HCAT
$154M
– –
-6,500
Closed -$206K
IIM icon
615
Invesco Value Municipal Income Trust
IIM
$583M
– –
-25,422
Closed -$390K
K
616
DELISTED
Kellanova
K
– –
-7,292
Closed -$441K
LH icon
617
Labcorp
LH
$24.3B
– –
-4,857
Closed -$701K
OC icon
618
Owens Corning
OC
$11.5B
– –
-4,104
Closed -$259K
OXY icon
619
Occidental Petroleum
OXY
$57B
– –
-5,214
Closed -$232K
IFLN
620
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$305M
– –
-13,351
Closed -$254K
PLUG icon
621
Plug Power
PLUG
$2.92B
– –
-13,400
Closed -$35K
PWR icon
622
Quanta Services
PWR
$93.9B
– –
-7,430
Closed -$281K
RCL icon
623
Royal Caribbean
RCL
$78.7B
– –
-3,737
Closed -$405K
REGL icon
624
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.77B
– –
-5,675
Closed -$330K
RGLD icon
625
Royal Gold
RGLD
$17.1B
– –
-2,495
Closed -$307K
22 23 24
25
26

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Prospera Financial Services held 639 positions worth $1.3B, up 33% from $974M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Prospera Financial Services deployed $255M of net new capital in Q4 2019, opening 97 new positions and adding to 312 existing holdings. Its largest new stake was Danaher: 36,420 shares worth $4.96M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 6.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Low Volatility ETF, an estimated $5.23M trimmed.

  • Prospera Financial Services's largest Q4 2019 buy was Danaher: 36,420 shares worth $4.96M.
  • Prospera Financial Services added most to Microsoft in Q4 2019, an estimated $10.9M increase.
  • Prospera Financial Services's biggest Q4 2019 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $5.23M.
  • Prospera Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $2.67M.
  • Prospera Financial Services's ten largest holdings make up 32% of its $1.3B portfolio in Q4 2019.
  • Prospera Financial Services opened 97 new positions and closed 44 in Q4 2019.
  • Prospera Financial Services's portfolio value rose 33% quarter-over-quarter to $1.3B.

Based on Prospera Financial Services's 13F filing for Q4 2019, filed 12 Feb 2020.