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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFNL icon
576
Davis Select Financial ETF
DFNL
$460M
$752K 0.02%
22,556
+52
+0.2% +$1.61K
PPL
577
PPL Corp
PPL
$26.9B
$747K 0.02%
27,129
+1,631
+6% +$43.4K
QTEC icon
578
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.33B
$746K 0.02%
3,914
-576
-13% -$106K
WELL icon
579
Welltower
WELL
$173B
$743K 0.02%
7,941
-390
-5% -$35.3K
CCI icon
580
Crown Castle
CCI
$34.6B
$742K 0.02%
7,009
-17,901
-72% -$1.95M
VPU
581
Vanguard Utilities ETF
VPU
$8.56B
$742K 0.02%
5,202
-396
-7% -$53.5K
SWBI icon
582
Smith & Wesson
SWBI
$649M
$738K 0.02%
42,498
+47
+0.1% +$678
ABNB icon
583
Airbnb
ABNB
$90.8B
$733K 0.02%
4,445
+566
+15% +$85.7K
CLX icon
584
Clorox
CLX
$12B
$732K 0.02%
4,778
+465
+11% +$69.4K
XYZ
585
Block Inc
XYZ
$48.9B
$727K 0.02%
8,597
-62
-0.7% -$4.48K
CPRT icon
586
Copart
CPRT
$28.5B
$727K 0.02%
12,545
-4,058
-24% -$209K
EWBC icon
587
East-West Bancorp
EWBC
$17.8B
$726K 0.02%
9,173
-2,233
-20% -$164K
IWV icon
588
iShares Russell 3000 ETF
IWV
$19.2B
$722K 0.02%
2,394
-61
-2% -$17.4K
GRMN
589
Garmin
GRMN
$56.9B
$722K 0.02%
4,845
+317
+7% +$41.8K
FPF
590
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$713K 0.02%
39,800
+54
+0.1% +$935
INTU icon
591
Intuit
INTU
$91.1B
$711K 0.02%
1,093
+256
+31% +$163K
ILMN icon
592
Illumina
ILMN
$29.5B
$710K 0.02%
5,318
+595
+13% +$79.8K
ED icon
593
Consolidated Edison
ED
$41.4B
$708K 0.02%
7,798
+1,433
+23% +$128K
SMIN icon
594
iShares MSCI India Small-Cap ETF
SMIN
$750M
$708K 0.02%
10,075
-19,348
-66% -$1.39M
UBSI icon
595
United Bankshares
UBSI
$6.69B
$706K 0.02%
19,737
+698
+4% +$24.7K
DBA icon
596
Invesco DB Agriculture Fund
DBA
$1.23B
$702K 0.02%
28,348
-32,932
-54% -$727K
GSK icon
597
GSK
GSK
$107B
$700K 0.02%
16,325
+3,265
+25% +$135K
PCAR icon
598
PACCAR
PCAR
$70.5B
$696K 0.02%
5,615
+922
+20% +$99.1K
FTLS icon
599
First Trust Long/Short Equity ETF
FTLS
$2.44B
$695K 0.02%
11,259
+1,866
+20% +$111K
TIPZ icon
600
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$89M
$693K 0.02%
12,979
-1,455
-10% -$77.2K
22 23
24
25 26

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.