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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDV icon
576
iShares International Select Dividend ETF
IDV
$8.28B
$654K 0.02%
23,383
+84
+0.4% +$2.19K
EFG icon
577
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$649K 0.02%
6,705
-135
-2% -$12.1K
FPF
578
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$648K 0.02%
39,746
+5,485
+16% +$83.1K
IFRA icon
579
iShares US Infrastructure ETF
IFRA
$4.56B
$648K 0.02%
16,085
+19
+0.1% +$708
HAL icon
580
Halliburton
HAL
$26.1B
$643K 0.02%
17,783
-353
-2% -$13.6K
FPEI icon
581
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.93B
$641K 0.02%
35,946
+2,082
+6% +$35.5K
ILMN icon
582
Illumina
ILMN
$29.2B
$640K 0.02%
4,723
-739
-14% -$85.3K
GM icon
583
General Motors
GM
$81.7B
$636K 0.02%
17,708
-3,199
-15% -$98.9K
ICE icon
584
Intercontinental Exchange
ICE
$86.4B
$632K 0.02%
4,924
-3,317
-40% -$376K
DHR icon
585
Danaher
DHR
$140B
$632K 0.02%
2,733
-731
-21% -$156K
JXN icon
586
Jackson Financial
JXN
$8.57B
$629K 0.02%
12,284
-322
-3% -$14.2K
NXST icon
587
Nexstar Media Group
NXST
$5.92B
$629K 0.02%
4,012
+182
+5% +$26.6K
KMT icon
588
Kennametal
KMT
$2.71B
$625K 0.02%
24,250
+2,000
+9% +$48.2K
QS icon
589
QuantumScape Corp
QS
$3.18B
$623K 0.02%
89,667
+7,756
+9% +$48.9K
PBYI icon
590
Puma Biotechnology
PBYI
$406M
$620K 0.02%
143,217
+20,325
+17% +$67.3K
BIIB icon
591
Biogen
BIIB
$30.4B
$619K 0.02%
2,391
+1,248
+109% +$307K
CHD icon
592
Church & Dwight Co
CHD
$23.7B
$618K 0.02%
6,532
+3,219
+97% +$295K
EMB icon
593
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$618K 0.02%
6,934
-6,208
-47% -$523K
CLX icon
594
Clorox
CLX
$12.1B
$615K 0.02%
4,313
-620
-13% -$82.7K
DVOL icon
595
First Trust Dorsey Wright Momentum & Low Volatility ETF
DVOL
$74.4M
$612K 0.02%
22,400
-13,232
-37% -$345K
SDOG icon
596
ALPS Sector Dividend Dogs ETF
SDOG
$1.44B
$609K 0.02%
11,884
+1,415
+14% +$67.5K
ARES icon
597
Ares Management
ARES
$28.8B
$609K 0.02%
5,121
+184
+4% +$20K
FIW icon
598
First Trust Water ETF
FIW
$1.9B
$607K 0.02%
6,404
+82
+1% +$7.03K
RF icon
599
Regions Financial
RF
$26.7B
$607K 0.02%
31,322
-3,183
-9% -$52.8K
SJM icon
600
J.M. Smucker
SJM
$13.2B
$605K 0.02%
4,790
-2,746
-36% -$318K
22 23
24
25 26

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.