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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XEL icon
576
Xcel Energy
XEL
$50.7B
$560K 0.02%
9,786
+586
+6% +$35.2K
PNFP icon
577
Pinnacle Financial Partners Inc
PNFP
$15.9B
$557K 0.02%
8,305
+2,735
+49% +$185K
IVT icon
578
InvenTrust Properties
IVT
$2.84B
$555K 0.02%
23,304
-631
-3% -$15.2K
KMT icon
579
Kennametal
KMT
$2.71B
$554K 0.02%
22,250
+100
+0.5% +$2.71K
OLED icon
580
Universal Display
OLED
$3.85B
$553K 0.02%
3,516
+7
+0.2% +$1.06K
FRT icon
581
Federal Realty Investment Trust
FRT
$11B
$552K 0.02%
6,091
+1,401
+30% +$138K
NXST icon
582
Nexstar Media Group
NXST
$5.91B
$550K 0.02%
3,830
+142
+4% +$23.1K
QS icon
583
QuantumScape Corp
QS
$3.14B
$548K 0.02%
81,911
+5,866
+8% +$47.7K
BANC icon
584
Banc of California
BANC
$3.2B
$547K 0.02%
44,215
+16,850
+62% +$214K
TTE icon
585
TotalEnergies
TTE
$186B
$546K 0.02%
8,301
-398
-5% -$24.6K
NTB icon
586
Bank of N.T. Butterfield & Son
NTB
$2.4B
$545K 0.02%
20,128
+7,887
+64% +$230K
UTF icon
587
Cohen & Steers Infrastructure Fund
UTF
$3.11B
$544K 0.02%
27,770
+739
+3% +$16.3K
CGGO icon
588
Capital Group Global Growth Equity ETF
CGGO
$11.2B
$538K 0.02%
23,483
+6,395
+37% +$153K
VIS icon
589
Vanguard Industrials ETF
VIS
$8.21B
$537K 0.02%
2,752
+1,378
+100% +$283K
AAL icon
590
American Airlines Group
AAL
$10.2B
$536K 0.02%
41,830
+4,722
+13% +$73.3K
ABNB icon
591
Airbnb
ABNB
$90B
$536K 0.02%
3,904
+65
+2% +$8.97K
DSGX icon
592
Descartes Systems
DSGX
$6.46B
$533K 0.02%
7,268
-2,288
-24% -$173K
STZ icon
593
Constellation Brands
STZ
$22.6B
$533K 0.02%
2,117
-1,624
-43% -$424K
UBSI icon
594
United Bankshares
UBSI
$6.66B
$532K 0.02%
19,272
+4,839
+34% +$146K
LUV icon
595
Southwest Airlines
LUV
$22.8B
$529K 0.02%
19,529
-854
-4% -$27.9K
OXY icon
596
Occidental Petroleum
OXY
$53.6B
$526K 0.02%
8,100
-241
-3% -$15.2K
FIBK icon
597
First Interstate BancSystem
FIBK
$3.7B
$525K 0.02%
21,062
+8,211
+64% +$214K
MP icon
598
MP Materials
MP
$7.28B
$525K 0.02%
27,480
+110
+0.4% +$2.44K
FIW icon
599
First Trust Water ETF
FIW
$1.89B
$524K 0.02%
6,322
+186
+3% +$16.4K
QQEW icon
600
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.72B
$522K 0.02%
5,016
+1,222
+32% +$131K
22 23
24
25 26

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.