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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.3B
AUM Growth
+$324M
Cap. Flow
+$255M
Cap. Flow %
19.66%
Top 10 Hldgs %
32.35%
Holding
639
New
97
Increased
312
Reduced
159
Closed
44

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$10.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.37M
3
AAPL icon
Apple
AAPL
+$6.76M
4
MA icon
Mastercard
MA
+$6.52M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$5.95M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.23M
2
BSJJ
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
+$2.67M
3
IYF icon
iShares US Financials ETF
IYF
+$2.53M
4
FE icon
FirstEnergy
FE
+$2.34M
5
YUM icon
Yum! Brands
YUM
+$1.96M

Sector Composition

Rank Sector Weight
1 Technology 9.71%
2 Financials 7.64%
3 Healthcare 5.13%
4 Industrials 4.37%
5 Consumer Staples 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RF icon
576
Regions Financial
RF
$26.3B
$173K 0.01%
10,083
-16,961
-63% -$279K
MTG icon
577
MGIC Investment
MTG
$6.27B
$156K 0.01%
10,998
-577
-5% -$8K
NUV icon
578
Nuveen Municipal Value Fund
NUV
$1.91B
$143K 0.01%
13,324
+36
+0.3% +$378
ERIC icon
579
Ericsson
ERIC
$30.7B
$138K 0.01%
15,715
+3,278
+26% +$29K
VKQ icon
580
Invesco Municipal Trust
VKQ
$536M
$138K 0.01%
11,188
-4,700
-30% -$58.1K
STML
581
DELISTED
Stemline Therapeutics, Inc.
STML
$131K 0.01%
+12,365
New +$123K
WKHS icon
582
Workhorse Group
WKHS
$29.5M
$128K 0.01%
14
– –
AGD
583
abrdn Global Dynamic Dividend Fund
AGD
$315M
$125K 0.01%
12,060
+329
+3% +$3.27K
CRBP icon
584
Corbus Pharmaceuticals
CRBP
$170M
$124K 0.01%
760
-117
-13% -$17.3K
CHI
585
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
$113K 0.01%
10,300
– –
GLUU
586
DELISTED
Glu Mobile Inc.
GLUU
$106K 0.01%
17,447
-15,700
-47% -$89.7K
HEPA
587
DELISTED
Hepion Pharmaceuticals
HEPA
$70K 0.01%
+13
New +$50.3K
S
588
DELISTED
Sprint Corporation
S
$64K ﹤0.01%
12,305
– –
GPRO icon
589
GoPro
GPRO
$116M
$53K ﹤0.01%
12,105
+905
+8% +$3.76K
MDR
590
DELISTED
McDermott International
MDR
$45K ﹤0.01%
66,851
+19,940
+43% +$25.5K
CRDF icon
591
Cardiff Oncology
CRDF
$64.3M
$39K ﹤0.01%
31,370
+21,253
+210% +$30.3K
HIMX
592
Himax Technologies
HIMX
$2.2B
$27K ﹤0.01%
10,000
– –
HPR
593
DELISTED
HighPoint Resources Corporation
HPR
$23K ﹤0.01%
271
-23
-8% -$1.5K
CHK
594
DELISTED
Chesapeake Energy Corporation
CHK
$15K ﹤0.01%
+88
New +$17.7K
ASAP
595
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
$4K ﹤0.01%
+645
New +$7.14K
AES icon
596
AES
AES
$10.6B
– –
-29,113
Closed -$476K
AVY icon
597
Avery Dennison
AVY
$12.3B
– –
-2,834
Closed -$322K
BBVA icon
598
Banco Bilbao Vizcaya Argentaria
BBVA
$144B
– –
-21,273
Closed -$111K
BIIB icon
599
Biogen
BIIB
$29.9B
– –
-2,651
Closed -$617K
BKNG icon
600
Booking.com
BKNG
$138B
– –
-6,550
Closed -$514K
22 23
24
25 26

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Prospera Financial Services held 639 positions worth $1.3B, up 33% from $974M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Prospera Financial Services deployed $255M of net new capital in Q4 2019, opening 97 new positions and adding to 312 existing holdings. Its largest new stake was Danaher: 36,420 shares worth $4.96M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 6.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Low Volatility ETF, an estimated $5.23M trimmed.

  • Prospera Financial Services's largest Q4 2019 buy was Danaher: 36,420 shares worth $4.96M.
  • Prospera Financial Services added most to Microsoft in Q4 2019, an estimated $10.9M increase.
  • Prospera Financial Services's biggest Q4 2019 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $5.23M.
  • Prospera Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $2.67M.
  • Prospera Financial Services's ten largest holdings make up 32% of its $1.3B portfolio in Q4 2019.
  • Prospera Financial Services opened 97 new positions and closed 44 in Q4 2019.
  • Prospera Financial Services's portfolio value rose 33% quarter-over-quarter to $1.3B.

Based on Prospera Financial Services's 13F filing for Q4 2019, filed 12 Feb 2020.