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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGTX icon
551
TG Therapeutics
TGTX
$8.4B
$835K 0.02%
35,713
-2,712
-7% -$59.2K
MHF
552
Western Asset Municipal High Income Fund
MHF
$151M
$833K 0.02%
115,262
+25,677
+29% +$182K
WEC icon
553
WEC Energy
WEC
$37B
$833K 0.02%
8,655
-473
-5% -$41.9K
TJX icon
554
TJX Companies
TJX
$178B
$823K 0.02%
6,991
+4
+0.1% +$459
SPHD icon
555
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.42B
$818K 0.02%
16,177
+1,008
+7% +$48.3K
FPEI icon
556
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.93B
$817K 0.02%
42,842
+1,556
+4% +$29.1K
WDAY icon
557
Workday
WDAY
$39.4B
$816K 0.02%
3,339
+1,388
+71% +$328K
LQD icon
558
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.5B
$814K 0.02%
7,198
-3,066
-30% -$339K
PSA icon
559
Public Storage
PSA
$61.7B
$810K 0.02%
2,225
+27
+1% +$8.77K
DFNL icon
560
Davis Select Financial ETF
DFNL
$467M
$808K 0.02%
21,837
-520
-2% -$18.3K
PEY icon
561
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$807K 0.02%
36,814
+932
+3% +$19.6K
GDDY icon
562
GoDaddy
GDDY
$13.6B
$807K 0.02%
+5,150
New +$787K
BUD icon
563
AB InBev
BUD
$161B
$807K 0.02%
12,169
-609
-5% -$37.6K
PSI icon
564
Invesco Semiconductors ETF
PSI
$2.17B
$807K 0.02%
14,021
-1,784
-11% -$102K
BDX icon
565
Becton Dickinson
BDX
$45.8B
$804K 0.02%
3,332
-99
-3% -$23.2K
HL icon
566
Hecla Mining
HL
$9.76B
$804K 0.02%
120,501
– –
FMHI icon
567
First Trust Municipal High Income ETF
FMHI
$993M
$798K 0.02%
16,145
+8,435
+109% +$413K
FLNC icon
568
Fluence Energy
FLNC
$1.68B
$797K 0.02%
35,098
-1,357
-4% -$24.5K
PINS icon
569
Pinterest
PINS
$13.6B
$797K 0.02%
24,609
-3,231
-12% -$110K
FXL icon
570
First Trust Technology AlphaDEX Fund
FXL
$2.45B
$796K 0.02%
5,735
-186
-3% -$25K
FLOT icon
571
iShares Floating Rate Bond ETF
FLOT
$10.2B
$795K 0.02%
15,579
+10,905
+233% +$555K
ARKK icon
572
ARK Innovation ETF
ARKK
$5.74B
$794K 0.02%
16,697
-797
-5% -$35.8K
FIW icon
573
First Trust Water ETF
FIW
$1.9B
$786K 0.02%
7,173
+684
+11% +$71.5K
FANG icon
574
Diamondback Energy
FANG
$53.5B
$786K 0.02%
4,553
+1,651
+57% +$318K
ARES icon
575
Ares Management
ARES
$28.8B
$784K 0.02%
5,032
-25
-0.5% -$3.63K
21 22
23
24 25

Similar funds

AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.