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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXL icon
551
First Trust Technology AlphaDEX Fund
FXL
$2.4B
$802K 0.02%
5,946
-60
-1% -$7.96K
XCEM icon
552
Columbia EM Core ex-China ETF
XCEM
$1.8B
$801K 0.02%
+25,768
New +$776K
VDC icon
553
Vanguard Consumer Staples ETF
VDC
$8.16B
$800K 0.02%
3,917
+1,457
+59% +$286K
SNOW icon
554
Snowflake
SNOW
$98.1B
$798K 0.02%
+4,936
New +$957K
STIP icon
555
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$795K 0.02%
7,998
-5,987
-43% -$592K
ICE icon
556
Intercontinental Exchange
ICE
$87.2B
$795K 0.02%
5,784
+860
+17% +$114K
WEC icon
557
WEC Energy
WEC
$36.3B
$791K 0.02%
9,625
-4,003
-29% -$322K
NOC icon
558
Northrop Grumman
NOC
$76B
$790K 0.02%
1,650
+51
+3% +$23.5K
MKC icon
559
McCormick & Company Non-Voting
MKC
$14B
$787K 0.02%
10,242
-3,757
-27% -$255K
MMM icon
560
3M
MMM
$91.8B
$786K 0.02%
8,861
-830
-9% -$68.8K
PBYI icon
561
Puma Biotechnology
PBYI
$398M
$783K 0.02%
147,792
+4,575
+3% +$24.6K
STNE icon
562
StoneCo
STNE
$2.67B
$782K 0.02%
47,088
-5,467
-10% -$93.7K
WSM icon
563
Williams-Sonoma
WSM
$27.5B
$782K 0.02%
4,924
-416
-8% -$48.3K
SOFI icon
564
SoFi Technologies
SOFI
$19.6B
$780K 0.02%
106,813
+11,782
+12% +$93.6K
TMUS icon
565
T-Mobile US
TMUS
$195B
$780K 0.02%
4,775
-483
-9% -$78.6K
CROX icon
566
Crocs
CROX
$6.63B
$778K 0.02%
5,413
+458
+9% +$52.2K
MGM icon
567
MGM Resorts International
MGM
$11.7B
$766K 0.02%
16,234
-769
-5% -$33.6K
BUD icon
568
AB InBev
BUD
$164B
$765K 0.02%
12,582
-83
-0.7% -$5.19K
RSG icon
569
Republic Services
RSG
$67.4B
$763K 0.02%
3,982
-461
-10% -$81.8K
TFLO icon
570
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$762K 0.02%
15,035
+5,188
+53% +$262K
AVY icon
571
Avery Dennison
AVY
$12.8B
$757K 0.02%
3,388
+1
+0% +$207
HEFA icon
572
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.45B
$757K 0.02%
21,679
-17,772
-45% -$585K
PINS icon
573
Pinterest
PINS
$13.7B
$755K 0.02%
21,767
-3,186
-13% -$116K
FLS icon
574
Flowserve
FLS
$8.94B
$754K 0.02%
16,506
-200
-1% -$8.42K
SPHD icon
575
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.41B
$753K 0.02%
16,965
-3,286
-16% -$140K
21 22
23
24 25

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.