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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OLN icon
551
Olin
OLN
$2.47B
$610K 0.02%
12,195
+3,323
+37% +$179K
AVY icon
552
Avery Dennison
AVY
$12.9B
$607K 0.02%
3,322
+1,790
+117% +$324K
ZROZ icon
553
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.37B
$603K 0.02%
+8,292
New +$683K
TMUS icon
554
T-Mobile US
TMUS
$198B
$600K 0.02%
4,284
+210
+5% +$29.1K
AON icon
555
Aon
AON
$81.2B
$600K 0.02%
1,850
+102
+6% +$33.7K
QTEC icon
556
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.41B
$597K 0.02%
4,110
+2,385
+138% +$355K
RF icon
557
Regions Financial
RF
$26.5B
$593K 0.02%
34,505
+10,864
+46% +$206K
IDV icon
558
iShares International Select Dividend ETF
IDV
$8.28B
$592K 0.02%
23,299
– –
EFG icon
559
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$591K 0.02%
6,840
-119
-2% -$11K
IFRA icon
560
iShares US Infrastructure ETF
IFRA
$4.57B
$588K 0.02%
16,066
+128
+0.8% +$4.98K
DDOG icon
561
Datadog
DDOG
$89.6B
$586K 0.02%
6,434
-70
-1% -$6.92K
TRV icon
562
Travelers Companies
TRV
$82.7B
$583K 0.02%
3,561
+55
+2% +$9.19K
ICPT
563
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$580K 0.02%
31,262
-3,505
-10% -$39.6K
KMB icon
564
Kimberly-Clark
KMB
$37.7B
$578K 0.02%
4,779
-241
-5% -$31.1K
YUM icon
565
Yum! Brands
YUM
$41.4B
$577K 0.02%
4,612
+120
+3% +$15.8K
HSBC icon
566
HSBC
HSBC
$355B
$576K 0.02%
14,603
-1,097
-7% -$43.2K
GOGL
567
DELISTED
Golden Ocean Group
GOGL
$575K 0.02%
72,940
-4,488
-6% -$33.7K
FPEI icon
568
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.93B
$572K 0.02%
33,864
+1,831
+6% +$31.2K
PENN icon
569
PENN Entertainment
PENN
$2.84B
$571K 0.02%
24,872
-16,268
-40% -$394K
CMI icon
570
Cummins
CMI
$87.8B
$570K 0.02%
2,488
+118
+5% +$28.5K
OLLI icon
571
Ollie's Bargain Outlet
OLLI
$4.25B
$568K 0.02%
7,357
+90
+1% +$6.57K
STNE icon
572
StoneCo
STNE
$2.7B
$564K 0.02%
52,887
– –
PWB icon
573
Invesco Large Cap Growth ETF
PWB
$2.23B
$562K 0.02%
8,294
-385
-4% -$27.1K
AXP icon
574
American Express
AXP
$226B
$561K 0.02%
3,750
-576
-13% -$94.2K
AADR icon
575
AdvisorShares Dorsey Wright ADR ETF
AADR
$38.5M
$561K 0.02%
11,441
-8,604
-43% -$437K
21 22
23
24 25

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.