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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.3B
AUM Growth
+$324M
Cap. Flow
+$255M
Cap. Flow %
19.66%
Top 10 Hldgs %
32.35%
Holding
639
New
97
Increased
312
Reduced
159
Closed
44

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$10.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.37M
3
AAPL icon
Apple
AAPL
+$6.76M
4
MA icon
Mastercard
MA
+$6.52M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$5.95M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.23M
2
BSJJ
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
+$2.67M
3
IYF icon
iShares US Financials ETF
IYF
+$2.53M
4
FE icon
FirstEnergy
FE
+$2.34M
5
YUM icon
Yum! Brands
YUM
+$1.96M

Sector Composition

Rank Sector Weight
1 Technology 9.71%
2 Financials 7.64%
3 Healthcare 5.13%
4 Industrials 4.37%
5 Consumer Staples 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEAR icon
551
iShares Short Maturity Bond ETF
NEAR
$4.8B
$217K 0.02%
+4,312
New +$217K
RXI icon
552
iShares Global Consumer Discretionary ETF
RXI
$245M
$217K 0.02%
1,720
+10
+0.6% +$1.23K
YUM icon
553
Yum! Brands
YUM
$41B
$217K 0.02%
2,155
-18,945
-90% -$1.96M
EFG icon
554
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$215K 0.02%
+2,484
New +$207K
PSEC icon
555
Prospect Capital
PSEC
$1.06B
$215K 0.02%
33,327
-97
-0.3% -$632
LK
556
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
$215K 0.02%
+5,475
New +$138K
ALB icon
557
Albemarle
ALB
$13.5B
$211K 0.02%
+2,883
New +$192K
HBI
558
DELISTED
Hanesbrands
HBI
$211K 0.02%
14,184
-1,282
-8% -$19.5K
SLV icon
559
iShares Silver Trust
SLV
$28.1B
$211K 0.02%
12,630
-84
-0.7% -$1.36K
AMP icon
560
Ameriprise Financial
AMP
$46.8B
$210K 0.02%
+1,261
New +$195K
CSX icon
561
CSX Corp
CSX
$98.6B
$208K 0.02%
+8,634
New +$204K
EA icon
562
Electronic Arts
EA
$52.4B
$205K 0.02%
+1,911
New +$190K
PZA icon
563
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.19B
$204K 0.02%
+7,695
New +$204K
XLNX
564
DELISTED
Xilinx Inc
XLNX
$204K 0.02%
+2,084
New +$196K
EW icon
565
Edwards Lifesciences
EW
$47.6B
$203K 0.02%
+2,616
New +$204K
PTF icon
566
Invesco Dorsey Wright Technology Momentum ETF
PTF
$632M
$203K 0.02%
+7,872
New +$192K
AZPN
567
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$203K 0.02%
1,675
-200
-11% -$24.2K
PINS icon
568
Pinterest
PINS
$12.4B
$202K 0.02%
10,859
-50
-0.5% -$1.08K
EXPE icon
569
Expedia Group
EXPE
$31.2B
$201K 0.02%
1,858
-382
-17% -$44.8K
ETN icon
570
Eaton
ETN
$157B
$200K 0.02%
+2,112
New +$188K
MLN icon
571
VanEck Long Muni ETF
MLN
$683M
$200K 0.02%
+9,510
New +$200K
MDIV icon
572
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$190K 0.01%
10,126
-137
-1% -$2.53K
HLX icon
573
Helix Energy Solutions
HLX
$1.46B
$178K 0.01%
18,441
-1,115
-6% -$9.65K
VGM icon
574
Invesco Trust Investment Grade Municipals
VGM
$549M
$174K 0.01%
13,507
-5,800
-30% -$74K
JMLP
575
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
$174K 0.01%
33,158
+978
+3% +$4.97K
21 22
23
24 25

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Prospera Financial Services held 639 positions worth $1.3B, up 33% from $974M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Prospera Financial Services deployed $255M of net new capital in Q4 2019, opening 97 new positions and adding to 312 existing holdings. Its largest new stake was Danaher: 36,420 shares worth $4.96M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 6.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Low Volatility ETF, an estimated $5.23M trimmed.

  • Prospera Financial Services's largest Q4 2019 buy was Danaher: 36,420 shares worth $4.96M.
  • Prospera Financial Services added most to Microsoft in Q4 2019, an estimated $10.9M increase.
  • Prospera Financial Services's biggest Q4 2019 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $5.23M.
  • Prospera Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $2.67M.
  • Prospera Financial Services's ten largest holdings make up 32% of its $1.3B portfolio in Q4 2019.
  • Prospera Financial Services opened 97 new positions and closed 44 in Q4 2019.
  • Prospera Financial Services's portfolio value rose 33% quarter-over-quarter to $1.3B.

Based on Prospera Financial Services's 13F filing for Q4 2019, filed 12 Feb 2020.