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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUE icon
526
Nucor
NUE
$58.3B
$904K 0.03%
4,564
+11
+0.2% +$2.01K
VTWO icon
527
Vanguard Russell 2000 ETF
VTWO
$17.2B
$902K 0.03%
10,602
+676
+7% +$54.5K
HDV
528
iShares Core High Dividend ETF
HDV
$14.7B
$899K 0.03%
40,750
+4,965
+14% +$104K
EOG icon
529
EOG Resources
EOG
$77.7B
$898K 0.03%
7,022
+498
+8% +$58.1K
KYN icon
530
Kayne Anderson Energy Infrastructure Fund
KYN
$2.42B
$891K 0.03%
89,045
+7
+0% +$63
SMCI icon
531
Super Micro Computer
SMCI
$16.6B
$889K 0.03%
8,800
-5,650
-39% -$414K
ROK icon
532
Rockwell Automation
ROK
$51.1B
$885K 0.03%
3,036
+63
+2% +$18.1K
ENB icon
533
Enbridge
ENB
$120B
$867K 0.03%
23,945
-324
-1% -$11.5K
FTHI icon
534
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.35B
$867K 0.03%
38,565
-115,677
-75% -$2.54M
XYL icon
535
Xylem
XYL
$28.5B
$864K 0.03%
6,683
+1,614
+32% +$195K
BDX icon
536
Becton Dickinson
BDX
$46.4B
$862K 0.03%
3,479
-10,575
-75% -$2.53M
DDOG icon
537
Datadog
DDOG
$94B
$860K 0.03%
6,959
+149
+2% +$18.7K
IXUS icon
538
iShares Core MSCI Total International Stock ETF
IXUS
$56.8B
$854K 0.03%
12,587
+4,862
+63% +$317K
UNL icon
539
United States 12 Month Natural Gas Fund
UNL
$13.6M
$851K 0.03%
+110,001
New +$906K
CMI icon
540
Cummins
CMI
$83.6B
$845K 0.03%
2,859
+377
+15% +$97.2K
IDEV icon
541
iShares Core MSCI International Developed Markets ETF
IDEV
$31.1B
$841K 0.03%
12,530
+6,053
+93% +$390K
PFFV icon
542
Global X Variable Rate Preferred ETF
PFFV
$304M
$838K 0.02%
35,368
+1,925
+6% +$45.4K
GDV icon
543
Gabelli Dividend & Income Trust
GDV
$2.59B
$833K 0.02%
36,241
-176
-0.5% -$3.86K
IFRA icon
544
iShares US Infrastructure ETF
IFRA
$4.45B
$830K 0.02%
19,150
+3,065
+19% +$123K
BHP icon
545
BHP
BHP
$211B
$823K 0.02%
14,274
+1,647
+13% +$98.6K
VXUS icon
546
Vanguard Total International Stock ETF
VXUS
$151B
$820K 0.02%
13,594
+1,669
+14% +$97.1K
CHD icon
547
Church & Dwight Co
CHD
$23.7B
$818K 0.02%
7,842
+1,310
+20% +$131K
JXN icon
548
Jackson Financial
JXN
$8.4B
$813K 0.02%
12,286
+2
+0% +$109
ARKK icon
549
ARK Innovation ETF
ARKK
$5.59B
$810K 0.02%
16,166
-1,044
-6% -$50.9K
GM icon
550
General Motors
GM
$80.9B
$808K 0.02%
17,811
+103
+0.6% +$3.99K
20 21
22
23 24

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AG
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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.