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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUE icon
526
Nucor
NUE
$60.5B
$792K 0.03%
4,553
-511
-10% -$81K
EOG icon
527
EOG Resources
EOG
$74.4B
$789K 0.03%
6,524
-458
-7% -$57K
GDV icon
528
Gabelli Dividend & Income Trust
GDV
$2.62B
$788K 0.03%
36,417
+360
+1% +$7.14K
QTEC icon
529
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.41B
$788K 0.03%
4,490
+380
+9% +$59.2K
HEZU icon
530
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$567M
$782K 0.03%
23,495
-24,308
-51% -$768K
KYN icon
531
Kayne Anderson Energy Infrastructure Fund
KYN
$2.43B
$782K 0.03%
+89,038
New +$744K
PFFV icon
532
Global X Variable Rate Preferred ETF
PFFV
$304M
$775K 0.03%
33,443
+5,100
+18% +$116K
TIPZ icon
533
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.9M
$770K 0.03%
14,434
-168
-1% -$8.74K
FXL icon
534
First Trust Technology AlphaDEX Fund
FXL
$2.45B
$769K 0.03%
6,006
+56
+0.9% +$6.52K
OCSL icon
535
Oaktree Specialty Lending
OCSL
$1.06B
$768K 0.03%
+37,634
New +$743K
PXD
536
DELISTED
Pioneer Natural Resource Co.
PXD
$768K 0.03%
3,417
-969
-22% -$227K
VPU
537
Vanguard Utilities ETF
VPU
$8.68B
$767K 0.03%
5,598
-978
-15% -$129K
AES icon
538
AES
AES
$10.6B
$764K 0.03%
39,672
-228,745
-85% -$3.72M
YPF icon
539
YPF
YPF
$19.5B
$761K 0.03%
+44,259
New +$610K
MGM icon
540
MGM Resorts International
MGM
$11.8B
$760K 0.03%
17,003
-458
-3% -$18K
WELL icon
541
Welltower
WELL
$172B
$751K 0.02%
8,331
+2,685
+48% +$233K
YUM icon
542
Yum! Brands
YUM
$41.4B
$750K 0.02%
5,737
+1,125
+24% +$140K
NOC icon
543
Northrop Grumman
NOC
$78B
$749K 0.02%
1,599
-47
-3% -$22K
RIG icon
544
Transocean
RIG
$5.52B
$744K 0.02%
117,110
-68,983
-37% -$462K
VLO icon
545
Valero Energy
VLO
$88.7B
$743K 0.02%
5,712
-20
-0.3% -$2.54K
AFRM icon
546
Affirm
AFRM
$24.2B
$737K 0.02%
14,998
-5,705
-28% -$165K
WAL icon
547
Western Alliance Bancorporation
WAL
$9.13B
$737K 0.02%
11,200
-10,819
-49% -$546K
RSG icon
548
Republic Services
RSG
$66.6B
$733K 0.02%
4,443
-447
-9% -$69.3K
TIPT icon
549
Tiptree Inc
TIPT
$678M
$731K 0.02%
38,547
– –
PAA icon
550
Plains All American Pipeline
PAA
$17.2B
$731K 0.02%
48,226
-2,623
-5% -$40.1K
20 21
22
23 24

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.