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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CASY icon
526
Casey's General Stores
CASY
$31.7B
$489K 0.03%
2,414
+1,309
+118% +$271K
THQ
527
abrdn Healthcare Opportunities Fund
THQ
$787M
$487K 0.03%
26,904
– –
IUSG icon
528
iShares Core S&P US Growth ETF
IUSG
$31B
$486K 0.03%
6,043
-130
-2% -$11.7K
AEP icon
529
American Electric Power
AEP
$72.4B
$485K 0.03%
5,599
-324
-5% -$32K
SDIV icon
530
Global X SuperDividend ETF
SDIV
$1.22B
$484K 0.03%
21,419
+1,000
+5% +$26.7K
UBSI icon
531
United Bankshares
UBSI
$6.71B
$484K 0.03%
13,539
+4,883
+56% +$182K
FLCB icon
532
Franklin US Core Bond ETF
FLCB
$3.03B
$483K 0.03%
23,018
+147
+0.6% +$3.23K
COF icon
533
Capital One
COF
$130B
$482K 0.03%
5,229
+633
+14% +$67.4K
ELV icon
534
Elevance Health
ELV
$83.7B
$477K 0.02%
1,047
+468
+81% +$224K
FMF icon
535
First Trust Managed Futures Strategy Fund
FMF
$248M
$473K 0.02%
9,184
-958
-9% -$48K
XMMO icon
536
Invesco S&P MidCap Momentum ETF
XMMO
$7.15B
$473K 0.02%
6,785
+473
+7% +$36.2K
VLO icon
537
Valero Energy
VLO
$88.7B
$472K 0.02%
4,404
+1,246
+39% +$137K
WELL icon
538
Welltower
WELL
$172B
$472K 0.02%
7,348
+3,684
+101% +$288K
QS icon
539
QuantumScape Corp
QS
$3.18B
$464K 0.02%
55,188
+4,987
+10% +$53.5K
VGT icon
540
Vanguard Information Technology ETF
VGT
$136B
$461K 0.02%
11,976
+8,680
+263% +$382K
CVE icon
541
Cenovus Energy
CVE
$51.6B
$459K 0.02%
+29,870
New +$531K
LRGE icon
542
ClearBridge Large Cap Growth Select ETF
LRGE
$371M
$458K 0.02%
11,568
-591
-5% -$26.3K
FDMO icon
543
Fidelity Momentum Factor ETF
FDMO
$915M
$456K 0.02%
11,090
-306
-3% -$13.6K
STZ icon
544
Constellation Brands
STZ
$22.5B
$455K 0.02%
1,978
+415
+27% +$101K
VFMO icon
545
Vanguard US Momentum Factor ETF
VFMO
$1.75B
$452K 0.02%
4,271
-147
-3% -$16.6K
HNDL icon
546
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$632M
$451K 0.02%
+23,445
New +$498K
PKW icon
547
Invesco BuyBack Achievers ETF
PKW
$1.73B
$450K 0.02%
6,068
+664
+12% +$54.1K
JMOM icon
548
JPMorgan US Momentum Factor ETF
JMOM
$2.47B
$448K 0.02%
12,724
-358
-3% -$13.8K
BTAL icon
549
AGF US Market Neutral Anti-Beta Fund
BTAL
$307M
$444K 0.02%
21,839
+1,029
+5% +$20.5K
DFNL icon
550
Davis Select Financial ETF
DFNL
$467M
$440K 0.02%
17,999
+1,250
+7% +$33.4K
20 21
22
23 24

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
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Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.