We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.15%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.31B
AUM Growth
+$306M
Cap. Flow
+$153M
Cap. Flow %
6.61%
Top 10 Hldgs %
24.95%
Holding
920
New
127
Increased
459
Reduced
242
Closed
54

Top Buys

Rank Stock Value
1
NET icon
Cloudflare
NET
+$12M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.17M
3
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$7.31M
4
AES icon
AES
AES
+$6.61M
5
VICI icon
VICI Properties
VICI
+$6.57M

Top Sells

Rank Stock Value
1
BA icon
Boeing
BA
+$10.6M
2
KKR icon
KKR & Co
KKR
+$7M
3
WIP icon
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
+$6.16M
4
GLD icon
SPDR Gold Trust
GLD
+$5.97M
5
RITM icon
Rithm Capital
RITM
+$5.69M

Sector Composition

Rank Sector Weight
1 Technology 16.16%
2 Financials 8.11%
3 Consumer Discretionary 5.63%
4 Healthcare 5.24%
5 Industrials 4.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VT icon
526
Vanguard Total World Stock ETF
VT
$76.4B
$588K 0.03%
5,478
+238
+5% +$25.3K
CMS icon
527
CMS Energy
CMS
$23.3B
$585K 0.03%
8,983
-738
-8% -$45.3K
SCHB icon
528
Schwab US Broad Market ETF
SCHB
$42.9B
$582K 0.03%
30,864
+228
+0.7% +$4.2K
AXP icon
529
American Express
AXP
$226B
$581K 0.03%
3,545
+12
+0.3% +$2.05K
DFND
530
DELISTED
Siren DIVCON Dividend Defender ETF
DFND
$579K 0.03%
13,758
-961
-7% -$38.8K
IUSV icon
531
iShares Core S&P US Value ETF
IUSV
$27.5B
$576K 0.02%
7,544
-1,058
-12% -$78.5K
PRU icon
532
Prudential Financial
PRU
$43.2B
$575K 0.02%
5,304
+20
+0.4% +$2.17K
FIF
533
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$574K 0.02%
42,381
+6,407
+18% +$86.1K
SBR
534
Sabine Royalty Trust
SBR
$1.07B
$571K 0.02%
13,708
– –
BF.B icon
535
Brown-Forman Class B
BF.B
$13.3B
$565K 0.02%
7,760
-119
-2% -$8.46K
SONY icon
536
Sony
SONY
$133B
$565K 0.02%
22,350
-275
-1% -$6.55K
VTHR icon
537
Vanguard Russell 3000 ETF
VTHR
$4.64B
$565K 0.02%
2,617
– –
PSX icon
538
Phillips 66
PSX
$82.7B
$564K 0.02%
7,782
+1,482
+24% +$112K
CARR icon
539
Carrier Global
CARR
$55.1B
$563K 0.02%
10,384
+188
+2% +$10.1K
IYG icon
540
iShares US Financial Services ETF
IYG
$2.17B
$562K 0.02%
8,736
– –
FCTR icon
541
First Trust Lunt US Factor Rotation ETF
FCTR
$53.9M
$560K 0.02%
+15,742
New +$556K
VOX icon
542
Vanguard Communication Services ETF
VOX
$5.69B
$560K 0.02%
4,135
+105
+3% +$14.6K
HDV
543
iShares Core High Dividend ETF
HDV
$14.8B
$558K 0.02%
27,620
+845
+3% +$16.6K
MMP
544
DELISTED
Magellan Midstream Partners, L.P.
MMP
$558K 0.02%
12,008
+910
+8% +$43K
NEA icon
545
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.38B
$556K 0.02%
35,671
+1,728
+5% +$26.3K
C icon
546
Citigroup
C
$221B
$555K 0.02%
9,170
+231
+3% +$15.4K
TJX icon
547
TJX Companies
TJX
$177B
$555K 0.02%
7,310
+464
+7% +$32.2K
LKQ icon
548
LKQ Corp
LKQ
$6.86B
$554K 0.02%
+9,228
New +$521K
FITB
549
Fifth Third Bancorp
FITB
$52.1B
$551K 0.02%
12,642
-785
-6% -$34.3K
HWC icon
550
Hancock Whitney
HWC
$6.15B
$545K 0.02%
10,887
+5,764
+113% +$288K
20 21
22
23 24

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2021 Portfolio in Review

As of Q4 2021, Prospera Financial Services held 920 positions worth $2.31B, up 15% from $2.01B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Prospera Financial Services deployed $153M of net new capital in Q4 2021, opening 127 new positions and adding to 459 existing holdings. Its largest new stake was Cloudflare: 71,514 shares worth $9.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Boeing, an estimated $10.6M trimmed.

  • Prospera Financial Services's largest Q4 2021 buy was Cloudflare: 71,514 shares worth $9.4M.
  • Prospera Financial Services added most to Invesco QQQ Trust in Q4 2021, an estimated $8.17M increase.
  • Prospera Financial Services's biggest Q4 2021 reduction was Boeing, cutting an estimated $10.6M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q4 2021, selling an estimated $6.16M.
  • Prospera Financial Services's ten largest holdings make up 25% of its $2.31B portfolio in Q4 2021.
  • Prospera Financial Services opened 127 new positions and closed 54 in Q4 2021.
  • Prospera Financial Services's portfolio value rose 15% quarter-over-quarter to $2.31B.

Based on Prospera Financial Services's 13F filing for Q4 2021, filed 10 Feb 2022.