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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.3B
AUM Growth
+$324M
Cap. Flow
+$255M
Cap. Flow %
19.66%
Top 10 Hldgs %
32.35%
Holding
639
New
97
Increased
312
Reduced
159
Closed
44

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$10.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.37M
3
AAPL icon
Apple
AAPL
+$6.76M
4
MA icon
Mastercard
MA
+$6.52M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$5.95M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.23M
2
BSJJ
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
+$2.67M
3
IYF icon
iShares US Financials ETF
IYF
+$2.53M
4
FE icon
FirstEnergy
FE
+$2.34M
5
YUM icon
Yum! Brands
YUM
+$1.96M

Sector Composition

Rank Sector Weight
1 Technology 9.71%
2 Financials 7.64%
3 Healthcare 5.13%
4 Industrials 4.37%
5 Consumer Staples 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GH icon
526
Guardant Health
GH
$19.5B
$238K 0.02%
+3,043
New +$219K
DVLU icon
527
First Trust Dorsey Wright Momentum & Value ETF
DVLU
$47M
$237K 0.02%
12,093
– –
ITM icon
528
VanEck Intermediate Muni ETF
ITM
$2.14B
$237K 0.02%
+4,728
New +$238K
IEI icon
529
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$235K 0.02%
+1,870
New +$236K
BSJO
530
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$235K 0.02%
+9,200
New +$232K
BTI icon
531
British American Tobacco
BTI
$132B
$233K 0.02%
5,478
-557
-9% -$21K
CME icon
532
CME Group
CME
$92.2B
$233K 0.02%
1,159
– –
UBER icon
533
Uber
UBER
$134B
$232K 0.02%
+7,813
New +$232K
ANET icon
534
Arista Networks
ANET
$219B
$231K 0.02%
18,144
+3,216
+22% +$42.3K
CTSH icon
535
Cognizant
CTSH
$21.5B
$231K 0.02%
3,720
-6,293
-63% -$389K
DIV icon
536
Global X SuperDividend US ETF
DIV
$787M
$231K 0.02%
9,735
-3,605
-27% -$84.4K
SCHF icon
537
Schwab International Equity ETF
SCHF
$65.6B
$230K 0.02%
13,670
+494
+4% +$8.13K
IXJ icon
538
iShares Global Healthcare ETF
IXJ
$4.11B
$229K 0.02%
+3,338
New +$217K
FTEC icon
539
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$228K 0.02%
3,143
– –
SWAV
540
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$228K 0.02%
+5,187
New +$192K
AIMT
541
DELISTED
Aimmune Therapeutics
AIMT
$228K 0.02%
+6,803
New +$190K
FTXO icon
542
First Trust Nasdaq Bank ETF
FTXO
$305M
$225K 0.02%
7,994
– –
HUM icon
543
Humana
HUM
$46.7B
$225K 0.02%
615
-1,175
-66% -$373K
VLO icon
544
Valero Energy
VLO
$89.8B
$221K 0.02%
2,359
-1,879
-44% -$178K
CNK icon
545
Cinemark Holdings
CNK
$3.82B
$220K 0.02%
+6,500
New +$230K
EOG icon
546
EOG Resources
EOG
$78B
$220K 0.02%
+2,632
New +$193K
IBKC
547
DELISTED
IBERIABANK Corp
IBKC
$219K 0.02%
2,925
-324
-10% -$24.1K
FLOT icon
548
iShares Floating Rate Bond ETF
FLOT
$10.1B
$218K 0.02%
4,286
+28
+0.7% +$1.43K
KWEB icon
549
KraneShares CSI China Internet ETF
KWEB
$5.2B
$217K 0.02%
+4,450
New +$203K
MBB icon
550
iShares MBS ETF
MBB
$39B
$217K 0.02%
2,007
-252
-11% -$27.2K
20 21
22
23 24

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Prospera Financial Services held 639 positions worth $1.3B, up 33% from $974M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Prospera Financial Services deployed $255M of net new capital in Q4 2019, opening 97 new positions and adding to 312 existing holdings. Its largest new stake was Danaher: 36,420 shares worth $4.96M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 6.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Low Volatility ETF, an estimated $5.23M trimmed.

  • Prospera Financial Services's largest Q4 2019 buy was Danaher: 36,420 shares worth $4.96M.
  • Prospera Financial Services added most to Microsoft in Q4 2019, an estimated $10.9M increase.
  • Prospera Financial Services's biggest Q4 2019 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $5.23M.
  • Prospera Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $2.67M.
  • Prospera Financial Services's ten largest holdings make up 32% of its $1.3B portfolio in Q4 2019.
  • Prospera Financial Services opened 97 new positions and closed 44 in Q4 2019.
  • Prospera Financial Services's portfolio value rose 33% quarter-over-quarter to $1.3B.

Based on Prospera Financial Services's 13F filing for Q4 2019, filed 12 Feb 2020.