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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.9%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$974M
AUM Growth
+$82.9M
Cap. Flow
+$78.7M
Cap. Flow %
8.08%
Top 10 Hldgs %
37.28%
Holding
577
New
62
Increased
280
Reduced
175
Closed
35

Top Buys

Rank Stock Value
1
BX icon
Blackstone
BX
+$22.3M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$3.19M
3
GLD icon
SPDR Gold Trust
GLD
+$2.83M
4
APO icon
Apollo Global Management
APO
+$2.78M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.49M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$2.34M
2
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$1.96M
3
CMI icon
Cummins
CMI
+$1.8M
4
DIS icon
Walt Disney
DIS
+$1.67M
5
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$1.28M

Sector Composition

Rank Sector Weight
1 Financials 6.81%
2 Technology 6.66%
3 Industrials 3.57%
4 Consumer Discretionary 3.34%
5 Healthcare 3.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTG icon
526
MGIC Investment
MTG
$6.27B
$146K 0.02%
11,575
+651
+6% +$8.41K
WKHS icon
527
Workhorse Group
WKHS
$29.5M
$144K 0.01%
14
+6
+75% +$64.3K
NUV icon
528
Nuveen Municipal Value Fund
NUV
$1.91B
$140K 0.01%
13,288
+28
+0.2% +$290
LL
529
DELISTED
LL Flooring Holdings, Inc.
LL
$133K 0.01%
13,501
-1,215
-8% -$11.9K
ASXC
530
DELISTED
Asensus Surgical, Inc.
ASXC
$129K 0.01%
16,046
+4,446
+38% +$60.5K
CRBP icon
531
Corbus Pharmaceuticals
CRBP
$170M
$128K 0.01%
877
– –
AGD
532
abrdn Global Dynamic Dividend Fund
AGD
$315M
$113K 0.01%
11,731
+179
+2% +$1.71K
BBVA icon
533
Banco Bilbao Vizcaya Argentaria
BBVA
$144B
$111K 0.01%
+21,273
New +$109K
CHI
534
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
$107K 0.01%
10,300
– –
ERIC icon
535
Ericsson
ERIC
$30.7B
$99K 0.01%
+12,437
New +$106K
MDR
536
DELISTED
McDermott International
MDR
$95K 0.01%
46,911
+33,819
+258% +$208K
S
537
DELISTED
Sprint Corporation
S
$76K 0.01%
12,305
– –
GPRO icon
538
GoPro
GPRO
$116M
$58K 0.01%
11,200
-1,395
-11% -$6.55K
PLUG icon
539
Plug Power
PLUG
$2.92B
$35K ﹤0.01%
13,400
-11,800
-47% -$27.3K
HIMX
540
Himax Technologies
HIMX
$2.2B
$23K ﹤0.01%
10,000
– –
HPR
541
DELISTED
HighPoint Resources Corporation
HPR
$23K ﹤0.01%
294
– –
CRDF icon
542
Cardiff Oncology
CRDF
$64.3M
$15K ﹤0.01%
+10,117
New +$19.7K
ALGN icon
543
Align Technology
ALGN
$12B
– –
-821
Closed -$225K
BOTZ icon
544
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.15B
– –
-13,643
Closed -$283K
BRK.A icon
545
Berkshire Hathaway Class A
BRK.A
$1.07T
– –
-1
Closed -$323K
BZUN
546
Baozun
BZUN
$144M
– –
-4,362
Closed -$218K
CINF icon
547
Cincinnati Financial
CINF
$28.3B
– –
-2,176
Closed -$226K
CSX icon
548
CSX Corp
CSX
$98.6B
– –
-14,982
Closed -$391K
CTVA icon
549
Corteva
CTVA
$59.7B
– –
-15,765
Closed -$465K
ETSY icon
550
Etsy
ETSY
$7.65B
– –
-3,561
Closed -$219K
20 21
22
23 24

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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Prospera Financial Services held 577 positions worth $974M, up 9.3% from $891M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Prospera Financial Services deployed $78.7M of net new capital in Q3 2019, opening 62 new positions and adding to 280 existing holdings. Its largest new stake was lululemon athletica: 10,689 shares worth $2.06M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 3.8% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.34M trimmed.

  • Prospera Financial Services's largest Q3 2019 buy was lululemon athletica: 10,689 shares worth $2.06M.
  • Prospera Financial Services added most to Blackstone in Q3 2019, an estimated $22.3M increase.
  • Prospera Financial Services's biggest Q3 2019 reduction was iShares Select Dividend ETF, cutting an estimated $2.34M.
  • Prospera Financial Services fully exited CyrusOne Inc Common Stock in Q3 2019, selling an estimated $602K.
  • Prospera Financial Services's ten largest holdings make up 37% of its $974M portfolio in Q3 2019.
  • Prospera Financial Services opened 62 new positions and closed 35 in Q3 2019.
  • Prospera Financial Services's portfolio value rose 9.3% quarter-over-quarter to $974M.

Based on Prospera Financial Services's 13F filing for Q3 2019, filed 22 Oct 2019.