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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOT icon
501
Vanguard Mid-Cap Growth ETF
VOT
$19.1B
$750K 0.03%
3,846
+631
+20% +$129K
EWG icon
502
iShares MSCI Germany ETF
EWG
$1.56B
$748K 0.03%
28,566
+13,196
+86% +$368K
IUSG icon
503
iShares Core S&P US Growth ETF
IUSG
$31.1B
$745K 0.03%
7,839
+121
+2% +$11.9K
TM icon
504
Toyota
TM
$220B
$738K 0.03%
4,108
-276
-6% -$47.1K
AWK icon
505
American Water Works
AWK
$27B
$737K 0.03%
5,953
+191
+3% +$26.8K
WMB icon
506
Williams Companies
WMB
$85.8B
$735K 0.03%
21,822
-286
-1% -$9.76K
HAL icon
507
Halliburton
HAL
$26.2B
$735K 0.03%
18,136
-6,031
-25% -$236K
SPTL icon
508
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
$731K 0.03%
+27,967
New +$787K
ILMN icon
509
Illumina
ILMN
$29.1B
$729K 0.03%
5,462
+2,590
+90% +$426K
DINT icon
510
Davis Select International ETF
DINT
$284M
$729K 0.03%
40,822
-598
-1% -$11.3K
SCHW
511
Charles Schwab
SCHW
$184B
$727K 0.03%
13,227
-850
-6% -$51.4K
NOC icon
512
Northrop Grumman
NOC
$78.5B
$725K 0.03%
1,646
-463
-22% -$203K
WPM icon
513
Wheaton Precious Metals
WPM
$49.9B
$723K 0.03%
17,837
+7
+0% +$302
IHDG icon
514
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.22B
$720K 0.03%
18,580
+466
+3% +$18.4K
SNY icon
515
Sanofi
SNY
$108B
$718K 0.03%
13,388
+445
+3% +$23.7K
PINS icon
516
Pinterest
PINS
$13.6B
$715K 0.03%
26,469
-32
-0.1% -$874
KLAC icon
517
KLA
KLAC
$253B
$713K 0.03%
15,520
+5,070
+49% +$243K
SHV icon
518
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$713K 0.03%
6,451
-8,323
-56% -$918K
HDV
519
iShares Core High Dividend ETF
HDV
$14.7B
$709K 0.03%
35,770
-1,160
-3% -$23.7K
ARKK icon
520
ARK Innovation ETF
ARKK
$5.71B
$707K 0.03%
17,810
-5,507
-24% -$243K
EFAV icon
521
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.32B
$707K 0.03%
10,836
+3,278
+43% +$220K
IYR icon
522
iShares US Real Estate ETF
IYR
$4.78B
$707K 0.03%
9,041
-5,012
-36% -$427K
BHP icon
523
BHP
BHP
$213B
$702K 0.03%
12,345
+304
+3% +$17.8K
GDV icon
524
Gabelli Dividend & Income Trust
GDV
$2.62B
$701K 0.03%
36,057
+450
+1% +$9.41K
RSG icon
525
Republic Services
RSG
$67B
$698K 0.03%
4,890
-25
-0.5% -$3.71K
19 20
21
22 23

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.