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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.43B
AUM Growth
+$437M
Cap. Flow
+$347M
Cap. Flow %
14.27%
Top 10 Hldgs %
19.03%
Holding
1,015
New
124
Increased
497
Reduced
296
Closed
58

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.4M
2
MSFT icon
Microsoft
MSFT
+$11.3M
3
AAPL icon
Apple
AAPL
+$10.6M
4
VUG icon
Vanguard Growth ETF
VUG
+$8.69M
5
IYJ icon
iShares US Industrials ETF
IYJ
+$8.05M

Top Sells

Rank Stock Value
1
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$7.35M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$7.23M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$7.1M
4
IYM icon
iShares US Basic Materials ETF
IYM
+$6.93M
5
MS icon
Morgan Stanley
MS
+$6.37M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.31%
3 Healthcare 5.94%
4 Consumer Discretionary 4.77%
5 Industrials 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COF icon
501
Capital One
COF
$130B
$747K 0.03%
7,762
+11
+0.1% +$1.15K
WPM icon
502
Wheaton Precious Metals
WPM
$49.8B
$743K 0.03%
15,419
+299
+2% +$13.1K
FPEI icon
503
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.93B
$743K 0.03%
44,333
+1,926
+5% +$34.6K
FIF
504
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$739K 0.03%
51,539
+4,031
+8% +$59K
RDIV icon
505
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.4B
$735K 0.03%
17,868
-2,457
-12% -$108K
PINS icon
506
Pinterest
PINS
$13.6B
$732K 0.03%
26,843
-1,030
-4% -$26.7K
ROK icon
507
Rockwell Automation
ROK
$52.4B
$731K 0.03%
2,487
-1
-0% -$284
PBJ icon
508
Invesco Food & Beverage ETF
PBJ
$111M
$726K 0.03%
15,651
+4,601
+42% +$210K
FDN icon
509
First Trust Dow Jones Internet Index Fund ETF
FDN
$5B
$725K 0.03%
4,902
-172
-3% -$23.8K
OEF icon
510
iShares S&P 100 ETF
OEF
$19.8B
$724K 0.03%
3,870
-322
-8% -$57.8K
FLR icon
511
Fluor
FLR
$6.89B
$724K 0.03%
23,416
+2,498
+12% +$85.9K
CMS icon
512
CMS Energy
CMS
$23B
$723K 0.03%
11,783
+196
+2% +$12K
HAL icon
513
Halliburton
HAL
$26.1B
$717K 0.03%
22,658
+9,769
+76% +$362K
FXL icon
514
First Trust Technology AlphaDEX Fund
FXL
$2.45B
$705K 0.03%
6,694
-2,841
-30% -$287K
CARR icon
515
Carrier Global
CARR
$52.5B
$704K 0.03%
15,386
+108
+0.7% +$4.83K
UBS icon
516
UBS Group
UBS
$171B
$699K 0.03%
+32,769
New +$684K
IWN icon
517
iShares Russell 2000 Value ETF
IWN
$14.5B
$699K 0.03%
5,097
+322
+7% +$46.7K
RRX icon
518
Regal Rexnord
RRX
$13.5B
$695K 0.03%
+4,935
New +$714K
IUSG icon
519
iShares Core S&P US Growth ETF
IUSG
$31B
$694K 0.03%
7,804
+2,362
+43% +$201K
PKB icon
520
Invesco Building & Construction ETF
PKB
$436M
$692K 0.03%
15,073
+3,829
+34% +$170K
QYLD icon
521
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.99B
$691K 0.03%
40,316
-66,983
-62% -$1.12M
SPG icon
522
Simon Property Group
SPG
$76.8B
$688K 0.03%
6,147
+71
+1% +$8.48K
IJT icon
523
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.27B
$688K 0.03%
6,252
+1,956
+46% +$221K
AEP icon
524
American Electric Power
AEP
$72.4B
$687K 0.03%
7,544
+738
+11% +$67.5K
HL icon
525
Hecla Mining
HL
$9.76B
$684K 0.03%
108,000
+22,752
+27% +$131K
19 20
21
22 23

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q1 2023 Portfolio in Review

As of Q1 2023, Prospera Financial Services held 1,015 positions worth $2.43B, up 22% from $2B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $347M of net new capital in Q1 2023, opening 124 new positions and adding to 497 existing holdings. Its largest new stake was State Street SPDR Bloomberg Emerging Markets Local Bond ETF: 362,126 shares worth $7.68M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P Biotech ETF, an estimated $7.35M trimmed.

  • Prospera Financial Services's largest Q1 2023 buy was State Street SPDR Bloomberg Emerging Markets Local Bond ETF: 362,126 shares worth $7.68M.
  • Prospera Financial Services added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q1 2023, an estimated $11.4M increase.
  • Prospera Financial Services's biggest Q1 2023 reduction was State Street SPDR S&P Biotech ETF, cutting an estimated $7.35M.
  • Prospera Financial Services fully exited iShares US Basic Materials ETF in Q1 2023, selling an estimated $6.93M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.43B portfolio in Q1 2023.
  • Prospera Financial Services opened 124 new positions and closed 58 in Q1 2023.
  • Prospera Financial Services's portfolio value rose 22% quarter-over-quarter to $2.43B.

Based on Prospera Financial Services's 13F filing for Q1 2023, filed 12 May 2023.