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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.3B
AUM Growth
+$324M
Cap. Flow
+$255M
Cap. Flow %
19.66%
Top 10 Hldgs %
32.35%
Holding
639
New
97
Increased
312
Reduced
159
Closed
44

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$10.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.37M
3
AAPL icon
Apple
AAPL
+$6.76M
4
MA icon
Mastercard
MA
+$6.52M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$5.95M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.23M
2
BSJJ
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
+$2.67M
3
IYF icon
iShares US Financials ETF
IYF
+$2.53M
4
FE icon
FirstEnergy
FE
+$2.34M
5
YUM icon
Yum! Brands
YUM
+$1.96M

Sector Composition

Rank Sector Weight
1 Technology 9.71%
2 Financials 7.64%
3 Healthcare 5.13%
4 Industrials 4.37%
5 Consumer Staples 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDT icon
501
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$273K 0.02%
4,902
-74
-1% -$4K
GOVI icon
502
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
$271K 0.02%
7,845
-2,225
-22% -$77.9K
ZGNX
503
DELISTED
Zogenix, Inc.
ZGNX
$270K 0.02%
+5,177
New +$237K
FANG icon
504
Diamondback Energy
FANG
$57.6B
$269K 0.02%
+2,902
New +$241K
FTDS icon
505
First Trust Dividend Strength ETF
FTDS
$38.3M
$268K 0.02%
7,443
-823
-10% -$28.5K
VCR icon
506
Vanguard Consumer Discretionary ETF
VCR
$5.84B
$267K 0.02%
1,409
-175
-11% -$32K
ALLY icon
507
Ally Financial
ALLY
$13.1B
$265K 0.02%
8,665
-10,222
-54% -$319K
ALL icon
508
Allstate
ALL
$66.9B
$260K 0.02%
2,313
– –
MNA icon
509
IQ ARB Merger Arbitrage ETF
MNA
$249M
$256K 0.02%
+7,704
New +$252K
RNEM icon
510
First Trust Emerging Markets Equity Select ETF
RNEM
$16.7M
$256K 0.02%
4,874
-131
-3% -$6.62K
PFXF icon
511
VanEck Preferred Securities ex Financials ETF
PFXF
$2.39B
$255K 0.02%
12,589
– –
ETR icon
512
Entergy
ETR
$54.1B
$253K 0.02%
4,222
-880
-17% -$51.8K
IVE icon
513
iShares S&P 500 Value ETF
IVE
$48.9B
$253K 0.02%
1,944
+51
+3% +$6.35K
WELL icon
514
Welltower
WELL
$178B
$252K 0.02%
3,079
-175
-5% -$15K
DG icon
515
Dollar General
DG
$25.9B
$251K 0.02%
1,612
-454
-22% -$72K
FDUS icon
516
Fidus Investment
FDUS
$737M
$251K 0.02%
16,918
+564
+3% +$8.48K
PVH icon
517
PVH
PVH
$3.71B
$251K 0.02%
+2,390
New +$228K
ROP icon
518
Roper Technologies
ROP
$36.3B
$250K 0.02%
+706
New +$244K
FLDR icon
519
Fidelity Low Duration Bond Factor ETF
FLDR
$1.95B
$249K 0.02%
4,923
+5
+0.1% +$254
USRT icon
520
iShares Core US REIT ETF
USRT
$4.74B
$245K 0.02%
4,484
-1,144
-20% -$63K
OMC icon
521
Omnicom Group
OMC
$22.7B
$244K 0.02%
3,010
+146
+5% +$11.4K
KR icon
522
Kroger
KR
$34.8B
$243K 0.02%
8,373
-208
-2% -$5.51K
PID icon
523
Invesco International Dividend Achievers ETF
PID
$913M
$243K 0.02%
+14,240
New +$233K
TWLO icon
524
Twilio
TWLO
$29.1B
$243K 0.02%
+2,474
New +$253K
VAW icon
525
Vanguard Materials ETF
VAW
$3B
$240K 0.02%
+1,789
New +$231K
19 20
21
22 23

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Prospera Financial Services held 639 positions worth $1.3B, up 33% from $974M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Prospera Financial Services deployed $255M of net new capital in Q4 2019, opening 97 new positions and adding to 312 existing holdings. Its largest new stake was Danaher: 36,420 shares worth $4.96M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 6.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Low Volatility ETF, an estimated $5.23M trimmed.

  • Prospera Financial Services's largest Q4 2019 buy was Danaher: 36,420 shares worth $4.96M.
  • Prospera Financial Services added most to Microsoft in Q4 2019, an estimated $10.9M increase.
  • Prospera Financial Services's biggest Q4 2019 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $5.23M.
  • Prospera Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $2.67M.
  • Prospera Financial Services's ten largest holdings make up 32% of its $1.3B portfolio in Q4 2019.
  • Prospera Financial Services opened 97 new positions and closed 44 in Q4 2019.
  • Prospera Financial Services's portfolio value rose 33% quarter-over-quarter to $1.3B.

Based on Prospera Financial Services's 13F filing for Q4 2019, filed 12 Feb 2020.